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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
iShares Russell Mid-Cap Growth ETF
IWP
$19B
| $288K | 0.01% |
5,908
+1,228
| +26% | +$59.2K |
|
802
Travel + Leisure Co
TNL
$3.95B
| $287K | 0.01% |
8,337
-18,261
| -69% | -$587K |
|
803
Energy Transfer Partners
ET
$72.7B
| $286K | 0.01% |
14,818
+306
| +2% | +$5.11K |
|
804
FirstEnergy
FE
$26.3B
| $286K | 0.01% |
9,227
+2,713
| +42% | +$86.9K |
|
805
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
| $286K | 0.01% |
16,435
-1,345
| -8% | -$23.3K |
|
806
WEC Energy
WEC
$33.7B
| $285K | 0.01% |
+4,856
| New | +$279K |
|
807
Wynn Resorts
WYNN
$8.67B
| $284K | 0.01% |
3,280
-359
| -10% | -$33.6K |
|
808
Targa Resources
TRGP
$61.1B
| $283K | 0.01% |
5,053
+960
| +23% | +$48.5K |
|
809
McCormick & Company Non-Voting
MKC
$13.5B
| $282K | 0.01% |
6,038
-92
| -2% | -$4.29K |
|
810
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$7.31B
| $282K | 0.01% |
+9,389
| New | +$284K |
|
811
Cigna
CI
$74.1B
| $281K | 0.01% |
2,108
+408
| +24% | +$53.4K |
|
812
Pitney Bowes
PBI
$2.37B
| $281K | 0.01% |
18,506
+2,333
| +14% | +$37.1K |
|
|
NTT
813
DELISTED
Nippon Telegraph & Telephone
NTT
| $281K | 0.01% |
6,668
+162
| +2% | +$6.87K |
|
814
Illinois Tool Works
ITW
$76.1B
| $280K | 0.01% |
2,290
-311
| -12% | -$37.6K |
|
|
WFM
815
DELISTED
Whole Foods Market Inc
WFM
| $280K | 0.01% |
9,118
-1,333
| -13% | -$40.1K |
|
816
iShares MSCI Mexico ETF
EWW
$1.68B
| $279K | 0.01% |
6,342
-533
| -8% | -$25.1K |
|
|
PHK
817
PIMCO High Income Fund
PHK
$809M
| $279K | 0.01% |
30,402
-735
| -2% | -$6.76K |
|
|
FFC
818
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$746M
| $278K | 0.01% |
14,775
+4,822
| +48% | +$94.6K |
|
819
Starwood Property Trust
STWD
$5.55B
| $278K | 0.01% |
12,655
-17,348
| -58% | -$383K |
|
|
BCR
820
DELISTED
CR Bard Inc.
BCR
| $278K | 0.01% |
1,236
-65
| -5% | -$14.1K |
|
|
NBH
821
Neuberger Municipal Fund Inc
NBH
$282M
| $275K | 0.01% |
16,907
| – | – |
|
822
ProShares Ultra QQQ
QLD
$13.7B
| $275K | 0.01% |
51,056
-15,008
| -23% | -$80K |
|
823
United Rentals
URI
$62.6B
| $275K | 0.01% |
+2,604
| New | +$237K |
|
824
Equifax
EFX
$19.2B
| $274K | 0.01% |
2,319
+389
| +20% | +$47.5K |
|
|
ATVI
825
DELISTED
Activision Blizzard
ATVI
| $274K | 0.01% |
+7,584
| New | +$303K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.