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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLJP icon
776
Franklin FTSE Japan ETF
FLJP
$4.14B
$424K 0.01%
16,245
-2,298
-12% -$59.6K
MKTX icon
777
MarketAxess Holdings
MKTX
$5.75B
$422K 0.01%
1,093
+316
+41% +$116K
NKX icon
778
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$607M
$422K 0.01%
27,833
– –
PFLT icon
779
PennantPark Floating Rate Capital
PFLT
$697M
$421K 0.01%
34,784
+5,979
+21% +$71K
EZU icon
780
iShare MSCI Eurozone ETF
EZU
$9.58B
$420K 0.01%
9,976
+1,197
+14% +$48.4K
PJP icon
781
Invesco Pharmaceuticals ETF
PJP
$545M
$418K 0.01%
6,467
-11,523
-64% -$701K
DLTR icon
782
Dollar Tree
DLTR
$21.1B
$417K 0.01%
4,428
+1,816
+70% +$191K
FIW icon
783
First Trust Water ETF
FIW
$1.75B
$416K 0.01%
6,968
-1,355
-16% -$77.8K
HE icon
784
Hawaiian Electric Industries
HE
$1.77B
$416K 0.01%
8,924
+1,315
+17% +$58.9K
TPVG icon
785
TriplePoint Venture Growth BDC
TPVG
$197M
$416K 0.01%
29,296
+5,208
+22% +$79.7K
UFOX
786
Defiance Space and Connective Tech ETF
UFOX
$856M
$416K 0.01%
15,844
+14,947
+1,666% +$373K
NVO
787
Novo Nordisk
NVO
$184B
$415K 0.01%
14,338
-5,474
-28% -$152K
SPTS icon
788
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$7.31B
$415K 0.01%
13,890
+66
+0.5% +$1.98K
JMF
789
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$414K 0.01%
53,194
+25,350
+91% +$196K
CEFS icon
790
Saba Opportunistically Hedged Closed-End Funds ETF
CEFS
$430M
$410K 0.01%
19,854
+3,567
+22% +$72K
ANSS
791
DELISTED
Ansys
ANSS
$408K 0.01%
1,564
+305
+24% +$72.1K
APD icon
792
Air Products & Chemicals
APD
$63.9B
$403K 0.01%
1,714
-296
-15% -$66.8K
TSCO icon
793
Tractor Supply
TSCO
$17.1B
$403K 0.01%
21,650
-800
-4% -$15.2K
VMC icon
794
Vulcan Materials
VMC
$31.7B
$403K 0.01%
2,797
-114
-4% -$16.3K
FTF
795
Franklin Limited Duration Income Trust
FTF
$228M
$400K 0.01%
41,704
+21
+0.1% +$196
DES icon
796
WisdomTree US SmallCap Dividend Fund
DES
$2.13B
$399K 0.01%
13,889
+905
+7% +$25.2K
FDVV icon
797
Fidelity High Dividend ETF
FDVV
$10.3B
$399K 0.01%
12,390
-302
-2% -$9.39K
AOM icon
798
iShares Core Moderate Allocation ETF
AOM
$1.77B
$398K 0.01%
9,919
-193
-2% -$7.64K
CNP icon
799
CenterPoint Energy
CNP
$25.2B
$398K 0.01%
14,696
-1,246
-8% -$33.9K
CIBR icon
800
First Trust NASDAQ Cybersecurity ETF
CIBR
$16.2B
$395K 0.01%
13,172
-4,000
-23% -$117K
30 31
32
33 34

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.