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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
Cap. Flow
+$36.7M
Cap. Flow %
1.95%
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$10.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.98M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.46M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.41M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$4.58M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$7.18M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.63M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.21M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.41M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.03%
2 Technology 7.03%
3 Healthcare 6.36%
4 Financials 5.3%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXJ icon
776
iShares Global Healthcare ETF
IXJ
$4.19B
$281K 0.01%
5,576
-238
-4% -$12.2K
NBH
777
Neuberger Municipal Fund Inc
NBH
$282M
$281K 0.01%
16,907
+3,656
+28% +$62.1K
PWV icon
778
Invesco Large Cap Value ETF
PWV
$1.86B
$281K 0.01%
8,918
+6
+0.1% +$189
IM
779
DELISTED
Ingram Micro
IM
$281K 0.01%
7,870
-2,630
-25% -$91.3K
TNH
780
DELISTED
Terra Nitrogen
TNH
$281K 0.01%
2,500
– –
LDP icon
781
Cohen & Steers Duration Preferred & Income Fund
LDP
$570M
$278K 0.01%
11,051
+151
+1% +$3.79K
GER
782
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$278K 0.01%
4,258
– –
CNI icon
783
Canadian National Railway
CNI
$72.3B
$277K 0.01%
4,237
-1,059
-20% -$66.9K
DHI icon
784
D.R. Horton
DHI
$38.7B
$277K 0.01%
9,162
-1,488
-14% -$47.8K
DDD icon
785
3D Systems Corp
DDD
$522M
$276K 0.01%
15,370
-3,071
-17% -$46.1K
EW icon
786
Edwards Lifesciences
EW
$51.5B
$274K 0.01%
+6,813
New +$257K
RDS.B
787
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$274K 0.01%
5,181
-1,123
-18% -$60.1K
BXP icon
788
Boston Properties
BXP
$10.2B
$273K 0.01%
2,003
-2
-0.1% -$278
CSM icon
789
ProShares Large Cap Core Plus
CSM
$517M
$273K 0.01%
10,326
+126
+1% +$3.33K
STAG icon
790
STAG Industrial
STAG
$7.15B
$272K 0.01%
11,086
+2,035
+22% +$49.8K
FLEX icon
791
Flex
FLEX
$39.9B
$271K 0.01%
26,366
+1,129
+4% +$11K
SDIV icon
792
Global X SuperDividend ETF
SDIV
$1.2B
$270K 0.01%
4,188
-156
-4% -$9.99K
BMRN icon
793
BioMarin Pharmaceuticals
BMRN
$12.5B
$269K 0.01%
+2,907
New +$274K
MNDT
794
DELISTED
Mandiant, Inc. Common Stock
MNDT
$269K 0.01%
18,244
+4,262
+30% +$65.5K
FEO
795
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$268K 0.01%
17,680
-1,528
-8% -$23.4K
AXON
796
Axon Enterprise
AXON
$38.1B
$267K 0.01%
9,331
– –
GPM
797
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$267K 0.01%
34,302
+2,000
+6% +$16K
FDUS icon
798
Fidus Investment
FDUS
$731M
$266K 0.01%
16,890
-295
-2% -$4.66K
THRM icon
799
Gentherm
THRM
$1.17B
$266K 0.01%
+8,459
New +$280K
WBD icon
800
Warner Bros
WBD
$70.4B
$266K 0.01%
9,894
+1,767
+22% +$45.3K
30 31
32
33 34

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2016 Portfolio in Review

As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
  • First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
  • First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
  • First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.

Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.