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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBA icon
776
Invesco DB Agriculture Fund
DBA
$1.23B
$264K 0.02%
10,172
-11,674
-53% -$292K
PBR icon
777
Petrobras
PBR
$123B
$264K 0.02%
16,925
+1,182
+8% +$16.8K
SOCL icon
778
Global X Social Media ETF
SOCL
$90.7M
$264K 0.02%
+13,200
New +$232K
SHLD
779
DELISTED
Sears Holding Corporation
SHLD
$264K 0.02%
+5,793
New +$205K
NBIS
780
Nebius Group N.V.
NBIS
$47.9B
$263K 0.02%
+7,233
New +$238K
TCP
781
DELISTED
TC Pipelines LP
TCP
$263K 0.02%
5,389
-1,390
-21% -$68.7K
BUD icon
782
AB InBev
BUD
$166B
$262K 0.02%
+2,662
New +$254K
OLN icon
783
Olin
OLN
$2.1B
$261K 0.02%
11,137
+344
+3% +$8.14K
RQI icon
784
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$261K 0.02%
26,669
+1,689
+7% +$17.3K
WIP icon
785
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$469M
$261K 0.02%
4,384
+344
+9% +$20K
VTA
786
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$261K 0.02%
20,267
– –
BT
787
DELISTED
BT Group plc (ADR)
BT
$261K 0.02%
9,468
-8,826
-48% -$230K
BLE
788
DELISTED
BlackRock Municipal Income Trust II
BLE
$260K 0.02%
18,400
-300
-2% -$4.09K
IEMG icon
789
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$257K 0.02%
5,292
+122
+2% +$5.76K
PEJ icon
790
Invesco Leisure and Entertainment ETF
PEJ
$260M
$257K 0.02%
+8,111
New +$245K
FYX icon
791
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$256K 0.01%
+5,969
New +$252K
DVYA icon
792
iShares Asia/Pacific Dividend ETF
DVYA
$71.3M
$254K 0.01%
4,649
+131
+3% +$7.1K
FFIN icon
793
First Financial Bankshares
FFIN
$5.02B
$254K 0.01%
+17,368
New +$259K
GOOD
794
Gladstone Commercial Corp
GOOD
$606M
$254K 0.01%
+14,052
New +$257K
ISRG icon
795
Intuitive Surgical
ISRG
$126B
$254K 0.01%
6,057
+873
+17% +$38.6K
NMO
796
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$253K 0.01%
20,600
– –
MPC icon
797
Marathon Petroleum
MPC
$91.9B
$249K 0.01%
7,732
-42
-0.5% -$1.48K
ADT
798
DELISTED
ADT Corp
ADT
$249K 0.01%
6,157
+257
+4% +$10.6K
DBP icon
799
Invesco DB Precious Metals Fund
DBP
$241M
$248K 0.01%
5,802
+586
+11% +$25.6K
EHI
800
Western Asset Global High Income Fund
EHI
$175M
$248K 0.01%
20,624
+1,807
+10% +$21.6K
30 31
32
33 34

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.