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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Pentair
PNR
$8.9B
| $460K | 0.02% |
9,954
+246
| +3% | +$10.4K |
|
752
FMC
FMC
$1.32B
| $459K | 0.02% |
4,608
-1,572
| -25% | -$146K |
|
753
Compass Diversified
CODI
$838M
| $458K | 0.02% |
18,553
-1,623
| -8% | -$35.8K |
|
754
nVent Electric
NVT
$24.7B
| $458K | 0.02% |
18,159
+7,705
| +74% | +$179K |
|
|
UN
755
DELISTED
Unilever NV New York Registry Shares
UN
| $457K | 0.02% |
7,922
-252
| -3% | -$14.9K |
|
|
AZPN
756
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $457K | 0.02% |
3,766
+608
| +19% | +$73.8K |
|
757
Tyler Technologies
TYL
$13.9B
| $453K | 0.02% |
1,465
+462
| +46% | +$129K |
|
758
Conagra Brands
CAG
$7.29B
| $449K | 0.02% |
13,185
-52
| -0.4% | -$1.51K |
|
759
WBI Power Factor High Dividend ETF
WBIY
$62.2M
| $448K | 0.02% |
16,984
+770
| +5% | +$19.6K |
|
|
ENV
760
DELISTED
ENVESTNET, INC.
ENV
| $448K | 0.02% |
6,330
+1,969
| +45% | +$128K |
|
761
First Trust STOXX European Select Dividend Income Fund
FDD
$944M
| $446K | 0.02% |
31,745
-419
| -1% | -$5.61K |
|
762
Newmont
NEM
$131B
| $445K | 0.02% |
10,218
-670
| -6% | -$26.2K |
|
763
Fidelity National Information Services
FIS
$18.9B
| $442K | 0.01% |
3,145
+496
| +19% | +$66.5K |
|
|
SVC
764
Service Properties Trust
SVC
$856M
| $440K | 0.01% |
3,617
+59
| +2% | +$7.19K |
|
765
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
| $440K | 0.01% |
8,237
+732
| +10% | +$39.2K |
|
766
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$878M
| $439K | 0.01% |
6,093
+877
| +17% | +$64K |
|
767
Cheniere Energy
LNG
$55.7B
| $436K | 0.01% |
7,180
+214
| +3% | +$13.2K |
|
768
Fastenal
FAST
$56B
| $435K | 0.01% |
23,930
+4,250
| +22% | +$76K |
|
|
PFO
769
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$116M
| $433K | 0.01% |
35,356
+2,005
| +6% | +$24.4K |
|
|
MXIM
770
DELISTED
Maxim Integrated Products
MXIM
| $433K | 0.01% |
7,028
+2,119
| +43% | +$123K |
|
771
Fortinet
FTNT
$128B
| $432K | 0.01% |
20,435
+3,190
| +18% | +$60K |
|
772
John Hancock Multifactor Mid Cap ETF
JHMM
$5.95B
| $432K | 0.01% |
10,931
+3,676
| +51% | +$139K |
|
773
Pultegroup
PHM
$22.6B
| $430K | 0.01% |
11,123
-7,359
| -40% | -$286K |
|
774
Silicon Motion
SIMO
$8.69B
| $428K | 0.01% |
8,498
+37
| +0.4% | +$1.59K |
|
775
Pacer Trendpilot US Large Cap ETF
PTLC
$3.32B
| $425K | 0.01% |
12,685
+250
| +2% | +$8.05K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.