We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
751
Newmont
NEM
$132B
| $411K | 0.01% |
10,888
+260
| +2% | +$10.1K |
|
752
Invesco Bloomberg Pricing Power ETF
POWA
$167M
| $411K | 0.01% |
7,603
+237
| +3% | +$12.7K |
|
753
First Trust STOXX European Select Dividend Income Fund
FDD
$943M
| $410K | 0.01% |
32,164
-1,045
| -3% | -$13K |
|
754
iShares US Pharmaceuticals ETF
IHE
$1.64B
| $409K | 0.01% |
8,748
-15
| -0.2% | -$718 |
|
755
Labcorp
LH
$26.3B
| $409K | 0.01% |
2,823
+27
| +1% | +$3.94K |
|
|
VGR
756
DELISTED
Vector Group Ltd.
VGR
| $409K | 0.01% |
47,881
-1,246
| -3% | -$9.54K |
|
757
First Trust Japan AlphaDEX Fund
FJP
$272M
| $408K | 0.01% |
8,610
+216
| +3% | +$10.2K |
|
758
O'Reilly Automotive
ORLY
$68.3B
| $405K | 0.01% |
15,210
+225
| +2% | +$5.81K |
|
|
PFO
759
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$116M
| $405K | 0.01% |
33,351
-1,995
| -6% | -$24.2K |
|
760
Tractor Supply
TSCO
$17.2B
| $405K | 0.01% |
22,450
+720
| +3% | +$14.9K |
|
761
Conagra Brands
CAG
$7.3B
| $404K | 0.01% |
13,237
-526
| -4% | -$15.1K |
|
762
Healthcare Realty
HR
$6.38B
| $404K | 0.01% |
13,795
+502
| +4% | +$14K |
|
763
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.19B
| $404K | 0.01% |
28,229
+4,918
| +21% | +$69.7K |
|
764
Kimco Realty
KIM
$15.2B
| $403K | 0.01% |
19,078
-566
| -3% | -$10.8K |
|
765
TriplePoint Venture Growth BDC
TPVG
$200M
| $403K | 0.01% |
24,088
+11,642
| +94% | +$182K |
|
766
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.4B
| $403K | 0.01% |
7,505
-3,851
| -34% | -$206K |
|
767
Ameren
AEE
$28.8B
| $400K | 0.01% |
4,976
-510
| -9% | -$39.2K |
|
768
Entergy
ETR
$49.1B
| $400K | 0.01% |
6,786
-1,864
| -22% | -$102K |
|
769
New Mountain Finance
NMFC
$670M
| $399K | 0.01% |
29,121
+9,844
| +51% | +$134K |
|
770
WBI Power Factor High Dividend ETF
WBIY
$62.3M
| $399K | 0.01% |
16,214
+777
| +5% | +$18.6K |
|
771
iShares Core Moderate Allocation ETF
AOM
$1.78B
| $398K | 0.01% |
10,112
-419
| -4% | -$16.3K |
|
|
XLNX
772
DELISTED
Xilinx Inc
XLNX
| $398K | 0.01% |
4,162
+268
| +7% | +$29.3K |
|
773
Compass Diversified
CODI
$831M
| $397K | 0.01% |
20,176
+2,283
| +13% | +$43.6K |
|
774
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$11B
| $394K | 0.01% |
9,714
-110,635
| -92% | -$4.42M |
|
775
Monster Beverage
MNST
$86.9B
| $393K | 0.01% |
26,964
+2,216
| +9% | +$33.6K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.