We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ENDP
751
DELISTED
Endo International plc
ENDP
| $296K | 0.02% |
+14,689
| New | +$292K |
|
|
LM
752
DELISTED
Legg Mason, Inc.
LM
| $296K | 0.02% |
8,835
-3,641
| -29% | -$121K |
|
|
WFM
753
DELISTED
Whole Foods Market Inc
WFM
| $296K | 0.02% |
10,451
-2,746
| -21% | -$84.5K |
|
754
Capital One
COF
$125B
| $294K | 0.02% |
4,091
-1,015
| -20% | -$69.7K |
|
|
PARA
755
DELISTED
Paramount Global Class B
PARA
| $294K | 0.02% |
5,373
+1,010
| +23% | +$53.6K |
|
756
Pitney Bowes
PBI
$2.37B
| $294K | 0.02% |
16,173
-303
| -2% | -$5.56K |
|
757
Vanguard Russell 3000 ETF
VTHR
$4.75B
| $294K | 0.02% |
+2,957
| New | +$293K |
|
|
ARIA
758
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $294K | 0.02% |
+21,500
| New | +$216K |
|
759
Avery Dennison
AVY
$13.1B
| $293K | 0.02% |
3,763
-1,442
| -28% | -$110K |
|
760
iShares 0-5 Year TIPS Bond ETF
STIP
$16.3B
| $293K | 0.02% |
2,897
+630
| +28% | +$63.6K |
|
|
JMF
761
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $293K | 0.02% |
22,318
-796
| -3% | -$9.95K |
|
762
NCR Voyix
VYX
$982M
| $292K | 0.02% |
14,807
-271
| -2% | -$5.33K |
|
|
BCR
763
DELISTED
CR Bard Inc.
BCR
| $292K | 0.02% |
1,301
+203
| +18% | +$45.7K |
|
764
WisdomTree India Earnings Fund ETF
EPI
$1.95B
| $291K | 0.02% |
13,471
+2,877
| +27% | +$61.5K |
|
765
Quanta Services
PWR
$93.1B
| $291K | 0.02% |
10,387
+393
| +4% | +$10K |
|
766
EOG Resources
EOG
$76B
| $290K | 0.02% |
2,997
-684
| -19% | -$60.1K |
|
767
Jones Lang LaSalle
JLL
$15.7B
| $290K | 0.02% |
2,547
-325
| -11% | -$36.3K |
|
768
Invesco Pharmaceuticals ETF
PJP
$545M
| $288K | 0.02% |
4,665
-284
| -6% | -$18.6K |
|
|
AGEN
769
Agenus
AGEN
$326M
| $287K | 0.02% |
2,038
+1,019
| +100% | +$117K |
|
|
VIAB
770
DELISTED
Viacom Inc. Class B
VIAB
| $287K | 0.02% |
7,531
-1,978
| -21% | -$82K |
|
771
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
| $285K | 0.02% |
6,746
-2,302
| -25% | -$94.3K |
|
772
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$606M
| $285K | 0.02% |
17,141
-917
| -5% | -$15.6K |
|
773
Healthcare Realty
HR
$6.34B
| $284K | 0.02% |
8,711
-1,033
| -11% | -$34.2K |
|
774
iShares Global Materials ETF
MXI
$388M
| $284K | 0.02% |
5,312
-4,293
| -45% | -$224K |
|
775
Dick's Sporting Goods
DKS
$11B
| $283K | 0.02% |
4,985
-94
| -2% | -$5.17K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.