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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
751
Edwards Lifesciences
EW
$51.5B
$246K 0.02%
+22,620
New +$255K
RQI icon
752
Cohen & Steers Quality Income Realty Fund
RQI
$1.54B
$246K 0.02%
25,913
-756
-3% -$7.36K
FITB
753
Fifth Third Bancorp
FITB
$47.5B
$243K 0.02%
11,433
-44,698
-80% -$876K
VVC
754
DELISTED
Vectren Corporation
VVC
$242K 0.02%
6,663
-97
-1% -$3.35K
PBR icon
755
Petrobras
PBR
$135B
$240K 0.02%
17,125
+200
+1% +$3.1K
HSBC icon
756
HSBC
HSBC
$345B
$239K 0.02%
4,999
-929
-16% -$44K
IGIB icon
757
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$239K 0.02%
4,446
-498
-10% -$27K
BRCM
758
DELISTED
BROADCOM CORP CL-A
BRCM
$237K 0.02%
7,863
-13,820
-64% -$376K
CARB
759
DELISTED
Carbonite Inc
CARB
$236K 0.02%
19,789
+7,445
+60% +$96.1K
BWX icon
760
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.3B
$235K 0.02%
7,982
+394
+5% +$11.5K
GOGO icon
761
Gogo Inc
GOGO
$346M
$235K 0.02%
+9,625
New +$223K
HYMB icon
762
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.41B
$235K 0.02%
9,282
+200
+2% +$5.17K
MTW icon
763
Manitowoc
MTW
$753M
$234K 0.02%
11,122
-828
-7% -$15.2K
JSN
764
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$234K 0.02%
18,497
-300
-2% -$3.7K
MGM icon
765
MGM Resorts International
MGM
$9.66B
$233K 0.02%
9,818
-899
-8% -$18.3K
EIG icon
766
Employers Holdings
EIG
$898M
$231K 0.02%
7,294
– –
XRX icon
767
Xerox
XRX
$457M
$231K 0.02%
7,261
-6,415
-47% -$185K
IRC
768
DELISTED
INLAND REAL ESTATE CORP
IRC
$231K 0.02%
21,872
-4,564
-17% -$47.9K
ISRG icon
769
Intuitive Surgical
ISRG
$135B
$230K 0.02%
5,409
-648
-11% -$27.3K
CCI.PRA
770
DELISTED
Crown Castle International Corp.
CCI.PRA
$230K 0.02%
+2,300
New +$232K
CXA
771
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
$229K 0.02%
+10,417
New +$237K
VNR
772
DELISTED
Vanguard Natural Resources, LLC
VNR
$229K 0.02%
7,778
– –
JCP
773
DELISTED
J.C. Penney Company, Inc.
JCP
$227K 0.02%
24,430
+4,275
+21% +$35.6K
NTLS
774
DELISTED
NTELOS HLDGS CORP COM
NTLS
$227K 0.02%
+11,270
New +$225K
CCEP icon
775
Coca-Cola Europacific Partners
CCEP
$45.3B
$226K 0.02%
+5,117
New +$214K
29 30
31
32 33

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WAM
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FS
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NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
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First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.