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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
iShares Core Moderate Allocation ETF
AOM
$1.77B
| $342K | 0.01% |
9,322
-597
| -6% | -$23.4K |
|
727
Wheaton Precious Metals
WPM
$66.6B
| $342K | 0.01% |
12,560
+624
| +5% | +$18K |
|
728
First Trust NASDAQ Cybersecurity ETF
CIBR
$16.2B
| $339K | 0.01% |
13,172
| – | – |
|
729
First Trust STOXX European Select Dividend Income Fund
FDD
$934M
| $339K | 0.01% |
35,282
+3,537
| +11% | +$45K |
|
730
Celanese
CE
$5.14B
| $334K | 0.01% |
4,555
-731
| -14% | -$72.3K |
|
731
CDW
CDW
$18.7B
| $333K | 0.01% |
3,571
+323
| +10% | +$39.6K |
|
732
Cencora
COR
$60.8B
| $333K | 0.01% |
3,763
-1,662
| -31% | -$146K |
|
733
First Trust Water ETF
FIW
$1.75B
| $333K | 0.01% |
6,981
+13
| +0.2% | +$745 |
|
734
Cadence Design Systems
CDNS
$77.1B
| $330K | 0.01% |
4,998
-108
| -2% | -$7.49K |
|
|
LADR
735
Ladder Capital
LADR
$1.21B
| $329K | 0.01% |
69,333
+5,996
| +9% | +$91.1K |
|
|
DHY
736
UBS Asset Management High Yield Credit Fund
DHY
$224M
| $327K | 0.01% |
178,576
+110,576
| +163% | +$253K |
|
737
Entergy
ETR
$48.9B
| $326K | 0.01% |
6,946
+636
| +10% | +$37.7K |
|
738
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
| $326K | 0.01% |
7,755
+930
| +14% | +$44K |
|
739
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$899M
| $325K | 0.01% |
19,663
-1,414
| -7% | -$28.7K |
|
740
Fidelity High Dividend ETF
FDVV
$10.3B
| $325K | 0.01% |
14,198
+1,808
| +15% | +$53.8K |
|
741
FMC
FMC
$1.35B
| $324K | 0.01% |
3,968
-640
| -14% | -$59.4K |
|
742
Trane Technologies
TT
$92.8B
| $323K | 0.01% |
3,910
+226
| +6% | +$27.4K |
|
|
DFS
743
DELISTED
Discover Financial Services
DFS
| $321K | 0.01% |
8,987
+404
| +5% | +$26.8K |
|
744
Invesco Large Cap Value ETF
PWV
$1.86B
| $321K | 0.01% |
10,638
+2,375
| +29% | +$89.3K |
|
745
Marathon Petroleum
MPC
$116B
| $317K | 0.01% |
13,403
-1,870
| -12% | -$86.2K |
|
746
TE Connectivity
TEL
$58.5B
| $315K | 0.01% |
4,994
-1,095
| -18% | -$93.5K |
|
747
Air Products & Chemicals
APD
$63.9B
| $313K | 0.01% |
1,568
-146
| -9% | -$33.3K |
|
748
BlackRock Science and Technology Trust
BST
$1.64B
| $310K | 0.01% |
10,935
-3,036
| -22% | -$97.7K |
|
749
AGNC Investment
AGNC
$11.7B
| $308K | 0.01% |
29,109
+1,388
| +5% | +$23.2K |
|
750
PPG Industries
PPG
$23.3B
| $308K | 0.01% |
3,681
-2,519
| -41% | -$280K |
|
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First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.