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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.45B
| $349K | 0.02% |
24,153
| – | – |
|
727
Magna International
MGA
$17.1B
| $346K | 0.02% |
7,965
-366
| -4% | -$15.4K |
|
728
Brown-Forman Class B
BF.B
$11.8B
| $344K | 0.02% |
11,958
+1,636
| +16% | +$47.8K |
|
729
Tractor Supply
TSCO
$17.1B
| $344K | 0.02% |
22,665
+5,990
| +36% | +$85.1K |
|
|
HIX
730
Western Asset High Income Fund II
HIX
$338M
| $343K | 0.02% |
48,500
-2,000
| -4% | -$14K |
|
731
OGE Energy
OGE
$9.5B
| $342K | 0.02% |
10,213
+2,476
| +32% | +$78.2K |
|
732
Jefferies Financial Group
JEF
$10.9B
| $339K | 0.02% |
+16,268
| New | +$304K |
|
733
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
| $337K | 0.02% |
4,647
+695
| +18% | +$51K |
|
|
WWAV
734
DELISTED
The WhiteWave Foods Company
WWAV
| $335K | 0.02% |
6,023
-243
| -4% | -$13.3K |
|
735
Sherwin-Williams
SHW
$78B
| $334K | 0.02% |
+3,723
| New | +$329K |
|
736
HSBC
HSBC
$345B
| $333K | 0.02% |
+9,176
| New | +$325K |
|
737
Sun Communities
SUI
$14B
| $333K | 0.02% |
+4,353
| New | +$325K |
|
738
Microchip Technology
MCHP
$37.8B
| $332K | 0.02% |
10,362
+24
| +0.2% | +$755 |
|
739
EPAM Systems
EPAM
$6.04B
| $331K | 0.02% |
+5,144
| New | +$330K |
|
|
JMF
740
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $331K | 0.02% |
24,431
+2,113
| +9% | +$27.7K |
|
741
Citizens Financial Group
CFG
$28.2B
| $330K | 0.02% |
+9,249
| New | +$280K |
|
742
Alliant Energy
LNT
$17.1B
| $330K | 0.02% |
8,712
-218
| -2% | -$8.05K |
|
743
Honda
HMC
$41.7B
| $327K | 0.02% |
+11,189
| New | +$329K |
|
744
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.16B
| $327K | 0.02% |
24,548
-1,216
| -5% | -$16.4K |
|
745
Whirlpool
WHR
$2.11B
| $326K | 0.02% |
1,792
+457
| +34% | +$75.7K |
|
746
EOG Resources
EOG
$76B
| $325K | 0.02% |
3,217
+220
| +7% | +$21.4K |
|
|
FM
747
DELISTED
iShares Frontier and Select EM ETF
FM
| $324K | 0.02% |
13,052
+1,357
| +12% | +$34K |
|
748
Rithm Capital
RITM
$5.29B
| $323K | 0.02% |
20,523
+2,309
| +13% | +$34.1K |
|
749
State Street SPDR Dow Jones International Real Estate ETF
RWX
$255M
| $322K | 0.02% |
+8,922
| New | +$340K |
|
750
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $322K | 0.02% |
21,417
-23,034
| -52% | -$337K |
|
Similar funds
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CT
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.