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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Illinois Tool Works
ITW
$76.1B
| $312K | 0.02% |
2,601
-969
| -27% | -$112K |
|
727
PACCAR
PCAR
$62.2B
| $312K | 0.02% |
7,968
-12,407
| -61% | -$472K |
|
728
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
| $311K | 0.02% |
17,780
+3,595
| +25% | +$62.5K |
|
729
NXP Semiconductors
NXPI
$55.2B
| $310K | 0.02% |
3,036
-962
| -24% | -$81.5K |
|
|
PHK
730
PIMCO High Income Fund
PHK
$809M
| $310K | 0.02% |
31,137
-20,455
| -40% | -$203K |
|
731
Booz Allen Hamilton
BAH
$9.43B
| $308K | 0.02% |
9,738
| – | – |
|
732
Intuitive Surgical
ISRG
$135B
| $306K | 0.02% |
3,798
-1,647
| -30% | -$126K |
|
733
McCormick & Company Non-Voting
MKC
$13.5B
| $306K | 0.02% |
6,130
+1,734
| +39% | +$87.9K |
|
734
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.96B
| $306K | 0.02% |
+10,316
| New | +$306K |
|
|
GAP
735
The Gap Inc
GAP
$7.09B
| $306K | 0.02% |
13,757
+278
| +2% | +$6.71K |
|
|
AOD
736
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
| $305K | 0.02% |
39,957
| – | – |
|
737
Invesco S&P 500 Pure Growth ETF
RPG
$1.86B
| $305K | 0.02% |
18,115
-405
| -2% | -$6.81K |
|
738
Vulcan Materials
VMC
$31.7B
| $304K | 0.02% |
2,670
-569
| -18% | -$67.1K |
|
739
Wolfspeed
WOLF
$1.25B
| $304K | 0.02% |
11,826
+2,228
| +23% | +$57.6K |
|
740
Enbridge
ENB
$106B
| $303K | 0.02% |
6,845
-1,177
| -15% | -$49.3K |
|
741
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
| $301K | 0.02% |
3,952
+196
| +5% | +$15.1K |
|
742
Hercules Capital
HTGC
$3.29B
| $301K | 0.02% |
22,179
-7,963
| -26% | -$106K |
|
|
JDD
743
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
| $301K | 0.02% |
25,760
+2,033
| +9% | +$24.3K |
|
|
FM
744
DELISTED
iShares Frontier and Select EM ETF
FM
| $300K | 0.02% |
11,695
+1,569
| +15% | +$39.2K |
|
745
Marriott International
MAR
$87.3B
| $298K | 0.02% |
+4,428
| New | +$312K |
|
|
NTT
746
DELISTED
Nippon Telegraph & Telephone
NTT
| $298K | 0.02% |
6,506
-1,157
| -15% | -$54K |
|
747
B&G Foods
BGS
$255M
| $297K | 0.02% |
6,029
-568
| -9% | -$27.3K |
|
748
VanEck Emerging Markets High Yield Bond ETF
HYEM
$519M
| $297K | 0.02% |
12,039
-473
| -4% | -$11.4K |
|
|
YHOO
749
DELISTED
Yahoo Inc
YHOO
| $297K | 0.02% |
6,891
-2,924
| -30% | -$120K |
|
750
Xerox
XRX
$457M
| $296K | 0.02% |
11,099
-368
| -3% | -$9.5K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.