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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Global X US Preferred ETF
PFFD
$2.1B
| $10.8M | 0.37% |
430,923
-21,970
| -5% | -$548K |
|
52
Alphabet (Google) Class C
GOOG
$4.18T
| $10.6M | 0.36% |
158,780
+2,500
| +2% | +$161K |
|
53
Procter & Gamble
PG
$341B
| $10.5M | 0.36% |
84,520
+1,216
| +1% | +$149K |
|
54
Vanguard Russell 2000 Growth ETF
VTWG
$1.44B
| $10.5M | 0.35% |
67,115
+3,525
| +6% | +$520K |
|
|
ACP
55
abrdn Income Credit Strategies Fund
ACP
$577M
| $10.4M | 0.35% |
+907,786
| New | +$10.3M |
|
56
Vanguard Total International Bond ETF
BNDX
$82.3B
| $10.4M | 0.35% |
183,012
+6,616
| +4% | +$384K |
|
57
Visa
V
$701B
| $10.2M | 0.34% |
54,024
+775
| +1% | +$140K |
|
58
Vanguard Short-Term Bond ETF
BSV
$46.2B
| $10.1M | 0.34% |
125,939
+530
| +0.4% | +$42.8K |
|
59
Invesco S&P 500 Low Volatility ETF
SPLV
$7.08B
| $10.1M | 0.34% |
173,513
+7,537
| +5% | +$432K |
|
60
Chevron
CVX
$427B
| $10.1M | 0.34% |
83,996
-550
| -0.7% | -$64.8K |
|
61
Qualcomm
QCOM
$201B
| $10M | 0.34% |
113,627
+761
| +0.7% | +$63.7K |
|
62
Royce Value Trust
RVT
$2.15B
| $9.89M | 0.33% |
669,557
-33,132
| -5% | -$470K |
|
63
iShares 20+ Year Treasury Bond ETF
TLT
$46.4B
| $9.81M | 0.33% |
72,461
+16,405
| +29% | +$2.28M |
|
64
Merck
MRK
$355B
| $9.76M | 0.33% |
112,233
-2,574
| -2% | -$211K |
|
65
iShares S&P 500 Growth ETF
IVW
$75.6B
| $9.73M | 0.33% |
200,832
-51,716
| -20% | -$2.4M |
|
66
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$5.07B
| $9.66M | 0.33% |
283,962
+116,702
| +70% | +$3.91M |
|
67
Starbucks
SBUX
$110B
| $9.47M | 0.32% |
107,732
-2,919
| -3% | -$249K |
|
68
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
| $9.43M | 0.32% |
212,306
+9,802
| +5% | +$416K |
|
69
Walmart Inc
WMT
$858B
| $9.36M | 0.32% |
236,346
-2,436
| -1% | -$96.7K |
|
70
Home Depot
HD
$305B
| $9.3M | 0.31% |
42,592
+2,147
| +5% | +$486K |
|
71
Pfizer
PFE
$157B
| $9.21M | 0.31% |
246,217
+7,019
| +3% | +$250K |
|
72
Amgen
AMGN
$203B
| $8.97M | 0.3% |
37,409
-735
| -2% | -$162K |
|
73
iShares National Muni Bond ETF
MUB
$44.5B
| $8.96M | 0.3% |
78,705
+7,671
| +11% | +$874K |
|
74
Bristol-Myers Squibb
BMY
$130B
| $8.88M | 0.3% |
138,378
+61,966
| +81% | +$3.55M |
|
75
iShares Russell 1000 Value ETF
IWD
$82.8B
| $8.82M | 0.3% |
64,566
+4,699
| +8% | +$619K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.