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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-3.88%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.12% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 4.42% |
| 4 | Communication Services | 4.12% |
| 5 | Industrials | 4.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $10.1M | 0.36% |
125,409
+2,934
| +2% | +$237K |
|
52
iShares MSCI USA Momentum Factor ETF
MTUM
$23.6B
| $10.1M | 0.36% |
84,772
-3,625
| -4% | -$437K |
|
53
Chevron
CVX
$382B
| $10M | 0.36% |
84,546
-275
| -0.3% | -$33.4K |
|
54
Schwab US Large- Cap ETF
SCHX
$70.3B
| $9.97M | 0.35% |
843,354
-73,968
| -8% | -$872K |
|
55
Starbucks
SBUX
$119B
| $9.79M | 0.35% |
110,651
-4,709
| -4% | -$437K |
|
|
56
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
| $9.76M | 0.35% |
332,313
+318,629
| +2,328% | +$9.24M |
|
57
Royce Value Trust
RVT
$2.19B
| $9.67M | 0.34% |
702,689
+51,317
| +8% | +$706K |
|
58
Invesco S&P 500 Low Volatility ETF
SPLV
$7.24B
| $9.62M | 0.34% |
165,976
-75,780
| -31% | -$4.27M |
|
59
Alphabet (Google) Class C
GOOG
$4.11T
| $9.48M | 0.34% |
156,280
-15,180
| -9% | -$898K |
|
60
Walmart Inc
WMT
$909B
| $9.45M | 0.34% |
238,782
-36,954
| -13% | -$1.39M |
|
61
Home Depot
HD
$337B
| $9.36M | 0.33% |
40,445
+1,201
| +3% | +$263K |
|
62
Merck
MRK
$322B
| $9.26M | 0.33% |
114,807
-27,515
| -19% | -$2.21M |
|
63
Visa
V
$677B
| $9.16M | 0.33% |
53,249
-1,706
| -3% | -$304K |
|
|
64
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
| $9.05M | 0.32% |
83,201
+61,403
| +282% | +$6.66M |
|
65
Alibaba
BABA
$276B
| $9.03M | 0.32% |
54,004
+1,016
| +2% | +$175K |
|
66
iShares US Treasury Bond ETF
GOVT
$43.7B
| $9.01M | 0.32% |
342,623
+14,883
| +5% | +$389K |
|
67
Vanguard Russell 2000 Growth ETF
VTWG
$1.44B
| $8.94M | 0.32% |
63,590
+8,143
| +15% | +$1.17M |
|
|
RTL
68
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $8.64M | 0.31% |
619,041
-66,750
| -10% | -$812K |
|
69
Qualcomm
QCOM
$164B
| $8.62M | 0.31% |
112,866
+22,566
| +25% | +$1.7M |
|
|
70
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
| $8.61M | 0.31% |
280,466
-393,187
| -58% | -$12.1M |
|
71
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $8.56M | 0.3% |
160,820
+22,018
| +16% | +$1.17M |
|
72
US Bancorp
USB
$97.9B
| $8.47M | 0.3% |
152,941
-34,368
| -18% | -$1.86M |
|
73
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
| $8.25M | 0.29% |
202,504
+27,255
| +16% | +$1.09M |
|
74
Pfizer
PFE
$143B
| $8.22M | 0.29% |
239,198
-26,345
| -10% | -$958K |
|
|
75
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.7B
| $8.18M | 0.29% |
238,932
+218,772
| +1,085% | +$7.59M |
|
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First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $109M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in FlexShares Global Upstream Natural Resources Index Fund worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was FlexShares Global Upstream Natural Resources Index Fund: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.