We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+2.46%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.65B
AUM Growth
+$59.4M
Cap. Flow
+$11.5M
Cap. Flow %
0.43%
Top 10 Hldgs %
18.24%
Holding
1,287
New
118
Increased
397
Reduced
594
Closed
139

Top Buys

Rank Stock Value
1
HDAW
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
+$16.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$10.4M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.42M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$8.11M

Top Sells

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$12.8M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.99M
3
PIV
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
+$8.8M
4
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$8.45M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$6.6M

Sector Composition

Rank Sector Weight
1 Technology 6.96%
2 Financials 4.96%
3 Healthcare 4.47%
4 Industrials 4.06%
5 Communication Services 3.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
51
Vanguard Morningstar Value ETF
VTV
$188B
$9.7M 0.37%
93,346
+77,443
+487% +$8.11M
VIG icon
52
Vanguard Dividend Appreciation ETF
VIG
$111B
$9.62M 0.36%
94,645
+21,019
+29% +$2.14M
USB icon
53
US Bancorp
USB
$97.9B
$9.6M 0.36%
189,636
-353
-0.2% -$17.9K
XLY icon
54
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$9.59M 0.36%
175,514
-3,590
-2% -$190K
NFLX icon
55
Netflix
NFLX
$307B
$9.55M 0.36%
243,660
+2,300
+1% +$78.4K
CVX icon
56
Chevron
CVX
$382B
$9.38M 0.35%
73,936
-4,811
-6% -$597K
SPHQ icon
57
Invesco S&P 500 Quality ETF
SPHQ
$19B
$9.36M 0.35%
+311,679
New +$9.42M
XLF icon
58
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$9.24M 0.35%
347,742
-16,472
-5% -$454K
IBM icon
59
IBM
IBM
$213B
$9.19M 0.35%
68,112
-3,999
-6% -$558K
DJP icon
60
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$801M
$9.17M 0.35%
375,974
+4,925
+1% +$123K
IWF icon
61
iShares Russell 1000 Growth ETF
IWF
$117B
$8.78M 0.33%
244,464
-17,316
-7% -$611K
MRK icon
62
Merck
MRK
$322B
$8.75M 0.33%
150,500
-9,456
-6% -$533K
VCSH icon
63
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$8.62M 0.32%
110,407
-5,357
-5% -$418K
FTA icon
64
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$8.52M 0.32%
162,808
+17,634
+12% +$934K
BWX icon
65
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$8.51M 0.32%
305,804
+29,875
+11% +$849K
VYM icon
66
Vanguard High Dividend Yield ETF
VYM
$80.8B
$8.5M 0.32%
102,516
-1,851
-2% -$155K
VEA icon
67
Vanguard FTSE Developed Markets ETF
VEA
$223B
$8.41M 0.32%
196,234
+5,866
+3% +$262K
IWM icon
68
iShares Russell 2000 ETF
IWM
$79.1B
$8.35M 0.31%
51,106
+7,446
+17% +$1.19M
VBR icon
69
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$8.28M 0.31%
60,920
+3,748
+7% +$503K
IWD icon
70
iShares Russell 1000 Value ETF
IWD
$81.4B
$8.06M 0.3%
66,377
+2,314
+4% +$281K
HYG icon
71
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$7.88M 0.3%
92,546
-7,164
-7% -$614K
PFF icon
72
iShares Preferred and Income Securities ETF
PFF
$13.1B
$7.81M 0.29%
206,795
-20,204
-9% -$753K
VTWG icon
73
Vanguard Russell 2000 Growth ETF
VTWG
$1.44B
$7.71M 0.29%
51,994
+37,153
+250% +$5.4M
BABA icon
74
Alibaba
BABA
$276B
$7.57M 0.29%
40,724
+1,580
+4% +$301K
FPE icon
75
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$7.55M 0.28%
394,884
-69,912
-15% -$1.35M
1 2
3
4 5

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q2 2018 Portfolio in Review

As of Q2 2018, First Allied Advisory Services held 1,287 positions worth $2.65B, up 2.3% from $2.59B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q2 2018 filing shows 118 new, 397 increased, 594 reduced and 139 closed positions. Its largest new stake was Xtrackers MSCI All World ex US High Dividend Yield Equity ETF: 630,518 shares worth $15.6M. The largest sale was Invesco Preferred ETF, an estimated $12.8M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

  • First Allied Advisory Services's largest Q2 2018 buy was Xtrackers MSCI All World ex US High Dividend Yield Equity ETF: 630,518 shares worth $15.6M.
  • First Allied Advisory Services added most to Invesco QQQ Trust in Q2 2018, an estimated $10.8M increase.
  • First Allied Advisory Services's biggest Q2 2018 reduction was Invesco Preferred ETF, cutting an estimated $12.8M.
  • First Allied Advisory Services fully exited PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in Q2 2018, selling an estimated $8.8M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.65B portfolio in Q2 2018.
  • First Allied Advisory Services opened 118 new positions and closed 139 in Q2 2018.
  • First Allied Advisory Services's portfolio value rose 2.3% quarter-over-quarter to $2.65B.

Based on First Allied Advisory Services's 13F filing for Q2 2018, filed 8 Aug 2018.