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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
Cap. Flow
+$117M
Cap. Flow %
4.52%
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427

Top Buys

Rank Stock Value
1
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$17.1M
2
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$16.9M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.2M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$11.4M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.95M

Top Sells

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$10.6M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$10.5M
3
KDP icon
Keurig Dr Pepper
KDP
+$6.04M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.78M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.75M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Financials 5.31%
3 Healthcare 4.63%
4 Industrials 4.58%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBEF icon
51
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.23B
$9.21M 0.36%
299,669
-57,145
-16% -$1.8M
XLY icon
52
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$9.08M 0.35%
179,104
+41,516
+30% +$2.16M
VCSH icon
53
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$9.07M 0.35%
115,764
+3,247
+3% +$256K
FPE icon
54
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$9.07M 0.35%
464,796
+10,584
+2% +$209K
DJP icon
55
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
$9.04M 0.35%
371,049
+12,380
+3% +$304K
CVX icon
56
Chevron
CVX
$383B
$8.99M 0.35%
78,747
+1,968
+3% +$235K
IWF icon
57
iShares Russell 1000 Growth ETF
IWF
$120B
$8.91M 0.34%
261,780
-11,172
-4% -$392K
PIV
58
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$8.8M 0.34%
294,596
+17,339
+6% +$518K
VYM icon
59
Vanguard High Dividend Yield ETF
VYM
$80.9B
$8.59M 0.33%
104,367
+4,973
+5% +$428K
PFF icon
60
iShares Preferred and Income Securities ETF
PFF
$13.3B
$8.55M 0.33%
226,999
+3,613
+2% +$136K
HYG icon
61
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$8.54M 0.33%
99,710
-39,924
-29% -$3.45M
SPHD icon
62
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.35B
$8.53M 0.33%
216,509
-141,657
-40% -$5.78M
VEA icon
63
Vanguard FTSE Developed Markets ETF
VEA
$230B
$8.43M 0.33%
190,368
+8,639
+5% +$392K
MRK icon
64
Merck
MRK
$321B
$8.33M 0.32%
159,956
+88,784
+125% +$4.8M
FTC icon
65
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
$8.31M 0.32%
130,456
+17,880
+16% +$1.15M
EWC icon
66
iShares MSCI Canada ETF
EWC
$6.17B
$8.29M 0.32%
300,194
+276,057
+1,144% +$7.92M
GBIL icon
67
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$8.26M 0.32%
82,543
-1,087
-1% -$109K
BWX icon
68
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$8.16M 0.31%
275,929
+142,869
+107% +$4.15M
CHRW icon
69
C.H. Robinson
CHRW
$17.3B
$7.82M 0.3%
83,644
-600
-0.7% -$55.3K
MMM icon
70
3M
MMM
$90.8B
$7.8M 0.3%
42,377
-3,448
-8% -$683K
IWD icon
71
iShares Russell 1000 Value ETF
IWD
$81.8B
$7.69M 0.3%
64,063
+6,337
+11% +$790K
GOOG icon
72
Alphabet (Google) Class C
GOOG
$4.08T
$7.67M 0.3%
149,220
+8,500
+6% +$469K
FTA icon
73
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$7.65M 0.3%
145,174
+12,937
+10% +$706K
IVE icon
74
iShares S&P 500 Value ETF
IVE
$49.1B
$7.49M 0.29%
68,456
-6,546
-9% -$748K
WMT icon
75
Walmart Inc
WMT
$884B
$7.45M 0.29%
250,644
+4,452
+2% +$143K
1 2
3
4 5

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q1 2018 Portfolio in Review

As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.

  • First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
  • First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
  • First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
  • First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
  • First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
  • First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.

Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.