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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.17% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 5.89% |
| 4 | Industrials | 5.24% |
| 5 | Consumer Staples | 4.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares S&P 500 Value ETF
IVE
$49.1B
| $8.38M | 0.42% |
82,609
+22,250
| +37% | +$2.17M |
|
|
SCHW
52
Charles Schwab
SCHW
$182B
| $8.35M | 0.42% |
211,620
-5,350
| -2% | -$191K |
|
53
PepsiCo
PEP
$196B
| $8.33M | 0.42% |
79,598
+313
| +0.4% | +$32.8K |
|
54
Vanguard High Dividend Yield ETF
VYM
$80.8B
| $8.23M | 0.42% |
108,590
+6,891
| +7% | +$506K |
|
55
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
| $7.97M | 0.4% |
72,881
+2,678
| +4% | +$292K |
|
56
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $7.93M | 0.4% |
210,646
+38,176
| +22% | +$1.38M |
|
57
iShares Core S&P 500 ETF
IVV
$858B
| $7.84M | 0.4% |
34,860
+16,883
| +94% | +$3.71M |
|
58
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
| $7.81M | 0.39% |
90,140
+50,592
| +128% | +$4.27M |
|
59
Altria Group
MO
$125B
| $7.71M | 0.39% |
114,079
+4,096
| +4% | +$264K |
|
60
iShares MSCI EAFE ETF
EFA
$76.4B
| $7.71M | 0.39% |
133,511
-22,068
| -14% | -$1.27M |
|
61
Gabelli Equity Trust
GAB
$1.73B
| $7.68M | 0.39% |
1,435,016
+90,209
| +7% | +$478K |
|
62
General Mills
GIS
$20.2B
| $7.62M | 0.38% |
123,314
+32
| +0% | +$1.98K |
|
63
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
| $7.41M | 0.37% |
107,460
-37,515
| -26% | -$2.6M |
|
64
DuPont de Nemours
DD
$18.6B
| $7.34M | 0.37% |
50,636
+35,412
| +233% | +$4.93M |
|
65
Vanguard Total International Bond ETF
BNDX
$82B
| $7.22M | 0.36% |
132,996
+11,758
| +10% | +$645K |
|
66
Southern Company
SO
$108B
| $7.21M | 0.36% |
146,648
+3,902
| +3% | +$192K |
|
67
Vanguard Morningstar Value ETF
VTV
$188B
| $7.21M | 0.36% |
77,473
+64,264
| +487% | +$5.76M |
|
68
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $7.17M | 0.36% |
196,248
-3,904
| -2% | -$142K |
|
69
3M
MMM
$91.8B
| $7.11M | 0.36% |
47,584
+4,530
| +11% | +$654K |
|
70
Gilead Sciences
GILD
$165B
| $7.04M | 0.36% |
98,360
+463
| +0.5% | +$34.4K |
|
71
C.H. Robinson
CHRW
$20.5B
| $6.75M | 0.34% |
92,205
-2,959
| -3% | -$214K |
|
72
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
| $6.7M | 0.34% |
289,387
-74,947
| -21% | -$1.71M |
|
|
73
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $6.67M | 0.34% |
179,355
-327,325
| -65% | -$12.4M |
|
74
Walt Disney
DIS
$171B
| $6.62M | 0.33% |
63,534
+3,114
| +5% | +$304K |
|
75
Keurig Dr Pepper
KDP
$42.8B
| $6.35M | 0.32% |
70,038
-3,133
| -4% | -$275K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.