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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Gilead Sciences
GILD
$183B
| $7.75M | 0.41% |
97,897
+5,119
| +6% | +$416K |
|
52
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
| $7.73M | 0.41% |
70,203
+6,859
| +11% | +$746K |
|
53
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.41B
| $7.52M | 0.4% |
111,189
-4,569
| -4% | -$307K |
|
54
Vanguard FTSE Developed Markets ETF
VEA
$233B
| $7.49M | 0.4% |
200,152
+21,140
| +12% | +$777K |
|
|
55
iShares US Basic Materials ETF
IYM
$1.17B
| $7.43M | 0.39% |
94,108
+57,729
| +159% | +$4.58M |
|
56
Gabelli Equity Trust
GAB
$1.82B
| $7.36M | 0.39% |
1,344,807
+81,552
| +6% | +$450K |
|
57
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $7.34M | 0.39% |
101,699
+10,713
| +12% | +$778K |
|
58
Southern Company
SO
$99.2B
| $7.32M | 0.39% |
142,746
+984
| +0.7% | +$51.8K |
|
59
Vanguard FTSE Europe ETF
VGK
$30B
| $7.06M | 0.37% |
144,958
-5,457
| -4% | -$263K |
|
60
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.4B
| $7.06M | 0.37% |
142,216
-9,285
| -6% | -$459K |
|
61
Altria Group
MO
$117B
| $6.95M | 0.37% |
109,983
+5,144
| +5% | +$342K |
|
62
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
| $6.87M | 0.36% |
356,020
+174,887
| +97% | +$3.61M |
|
|
SCHW
63
Charles Schwab
SCHW
$182B
| $6.85M | 0.36% |
216,970
-4,835
| -2% | -$142K |
|
64
Vanguard Total International Bond ETF
BNDX
$82.5B
| $6.79M | 0.36% |
121,238
+12,594
| +12% | +$704K |
|
65
C.H. Robinson
CHRW
$17.9B
| $6.71M | 0.36% |
95,164
-265
| -0.3% | -$18.6K |
|
66
Keurig Dr Pepper
KDP
$43.3B
| $6.68M | 0.35% |
73,171
-2,595
| -3% | -$246K |
|
67
EPR Properties
EPR
$4.37B
| $6.65M | 0.35% |
84,453
-4,438
| -5% | -$355K |
|
68
Chevron
CVX
$415B
| $6.59M | 0.35% |
64,007
+3,058
| +5% | +$312K |
|
69
Wells Fargo
WFC
$263B
| $6.58M | 0.35% |
148,571
-4,834
| -3% | -$231K |
|
|
70
iShares 20+ Year Treasury Bond ETF
TLT
$46.5B
| $6.45M | 0.34% |
46,902
-30,329
| -39% | -$4.21M |
|
71
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
| $6.39M | 0.34% |
146,212
+32,620
| +29% | +$1.43M |
|
|
LLTC
72
DELISTED
Linear Technology Corp
LLTC
| $6.37M | 0.34% |
107,472
-5,447
| -5% | -$305K |
|
73
3M
MMM
$83.9B
| $6.34M | 0.34% |
43,054
-455
| -1% | -$67.9K |
|
74
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $6.34M | 0.34% |
255,482
+75,787
| +42% | +$1.85M |
|
75
Qualcomm
QCOM
$197B
| $6.21M | 0.33% |
90,678
-4,210
| -4% | -$256K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.