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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.63% |
| 2 | Healthcare | 7.48% |
| 3 | Financials | 6.46% |
| 4 | Industrials | 4.92% |
| 5 | Consumer Staples | 4.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Keurig Dr Pepper
KDP
$42.8B
| $7.62M | 0.42% |
95,681
-20,458
| -18% | -$1.6M |
|
52
iShares National Muni Bond ETF
MUB
$45.2B
| $7.61M | 0.42% |
69,363
-16,683
| -19% | -$1.82M |
|
|
53
iShares MSCI EAFE ETF
EFA
$76.4B
| $7.53M | 0.41% |
131,543
-243,819
| -65% | -$15.1M |
|
54
Accenture
ACN
$106B
| $7.5M | 0.41% |
76,577
-15,941
| -17% | -$1.58M |
|
55
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $7.36M | 0.41% |
59,546
+33,833
| +132% | +$4.11M |
|
56
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $7.18M | 0.39% |
136,570
-13,886
| -9% | -$730K |
|
57
Southern Company
SO
$108B
| $7.04M | 0.39% |
156,693
-21,342
| -12% | -$936K |
|
58
Gabelli Equity Trust
GAB
$1.73B
| $6.9M | 0.38% |
1,363,560
+75,761
| +6% | +$431K |
|
59
Qualcomm
QCOM
$164B
| $6.87M | 0.38% |
128,409
-5,545
| -4% | -$329K |
|
60
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
| $6.85M | 0.38% |
103,254
-31,997
| -24% | -$2.34M |
|
61
3M
MMM
$91.8B
| $6.82M | 0.38% |
57,347
-3,903
| -6% | -$480K |
|
62
Altria Group
MO
$125B
| $6.72M | 0.37% |
123,739
-15,099
| -11% | -$810K |
|
63
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.81B
| $6.63M | 0.36% |
244,166
-37,180
| -13% | -$1.12M |
|
64
iShares Core S&P Small-Cap ETF
IJR
$109B
| $6.46M | 0.36% |
121,166
+43,552
| +56% | +$2.47M |
|
65
LyondellBasell Industries
LYB
$19.5B
| $6.44M | 0.35% |
75,067
-11,763
| -14% | -$1.05M |
|
|
TYG
66
Tortoise Energy Infrastructure Corp
TYG
$1.08B
| $6.43M | 0.35% |
58,939
-5,776
| -9% | -$785K |
|
67
Invesco QQQ Trust
QQQ
$436B
| $6.39M | 0.35% |
62,638
-37,611
| -38% | -$4.04M |
|
|
GRX
68
Gabelli Healthcare & Wellness Trust
GRX
$145M
| $6.3M | 0.35% |
649,640
-1,635
| -0.3% | -$17.8K |
|
69
Verizon
VZ
$197B
| $6.26M | 0.34% |
143,734
+4,928
| +4% | +$227K |
|
70
RTX Corp
RTX
$290B
| $6.12M | 0.34% |
108,657
-17,888
| -14% | -$1.1M |
|
71
C.H. Robinson
CHRW
$20.5B
| $6.02M | 0.33% |
88,791
+452
| +0.5% | +$30.3K |
|
72
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
| $5.91M | 0.32% |
173,347
-28,310
| -14% | -$1.07M |
|
73
VanEck Agribusiness ETF
MOO
$992M
| $5.9M | 0.32% |
126,543
-28,473
| -18% | -$1.47M |
|
74
US Bancorp
USB
$97.9B
| $5.9M | 0.32% |
144,781
-26,667
| -16% | -$1.16M |
|
75
Starbucks
SBUX
$119B
| $5.89M | 0.32% |
103,626
+5,116
| +5% | +$287K |
|
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7.1% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.