We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Vanguard FTSE Europe ETF
VGK
$30.8B
| $7.26M | 0.42% |
133,345
+122,600
| +1,141% | +$6.41M |
|
52
Johnson & Johnson
JNJ
$617B
| $7.25M | 0.42% |
83,311
+4,227
| +5% | +$379K |
|
|
PIM
53
Franklin Master Intermediate Income Trust
PIM
$149M
| $7.2M | 0.42% |
1,468,879
+523,523
| +55% | +$2.58M |
|
54
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
| $7.17M | 0.42% |
152,448
+56,086
| +58% | +$2.65M |
|
55
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $7.1M | 0.41% |
88,345
+14,302
| +19% | +$1.15M |
|
56
Seagate
STX
$193B
| $7.07M | 0.41% |
160,438
+50,679
| +46% | +$2.13M |
|
57
Procter & Gamble
PG
$335B
| $7.05M | 0.41% |
93,771
-19,650
| -17% | -$1.56M |
|
58
Bristol-Myers Squibb
BMY
$132B
| $7.02M | 0.41% |
151,423
-1,119
| -0.7% | -$49.1K |
|
|
RALS
59
DELISTED
ProShares RAFI Long/Short
RALS
| $7M | 0.41% |
+169,059
| New | +$7.12M |
|
60
Wells Fargo
WFC
$258B
| $6.82M | 0.4% |
164,524
+38,412
| +30% | +$1.64M |
|
61
Deere & Co
DE
$162B
| $6.78M | 0.39% |
83,504
+28,139
| +51% | +$2.34M |
|
62
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
| $6.69M | 0.39% |
123,636
+8,920
| +8% | +$465K |
|
63
Boeing
BA
$175B
| $6.69M | 0.39% |
57,143
+10,700
| +23% | +$1.15M |
|
64
Cardinal Health
CAH
$53.2B
| $6.64M | 0.39% |
125,945
+39,520
| +46% | +$2.01M |
|
65
Teva Pharmaceuticals
TEVA
$41.2B
| $6.62M | 0.39% |
174,516
+31,809
| +22% | +$1.24M |
|
66
Travelers Companies
TRV
$78.4B
| $6.61M | 0.38% |
77,095
+73,387
| +1,979% | +$6.07M |
|
67
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $6.56M | 0.38% |
77,003
+25,577
| +50% | +$2.12M |
|
68
iShares MSCI Emerging Markets ETF
EEM
$28.6B
| $6.45M | 0.38% |
159,329
+75,103
| +89% | +$2.97M |
|
69
iShares Global Comm Services ETF
IXP
$520M
| $6.45M | 0.38% |
99,601
+31,547
| +46% | +$1.94M |
|
70
Coca-Cola
KO
$381B
| $6.38M | 0.37% |
167,079
+64,051
| +62% | +$2.53M |
|
71
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
| $6.36M | 0.37% |
+207,915
| New | +$6.34M |
|
72
Microchip Technology
MCHP
$40.7B
| $6.3M | 0.37% |
309,078
+107,410
| +53% | +$2.13M |
|
|
CA
73
DELISTED
CA, Inc.
CA
| $6.29M | 0.37% |
209,320
+70,576
| +51% | +$2.11M |
|
74
Qualcomm
QCOM
$160B
| $6.24M | 0.36% |
92,677
-5,984
| -6% | -$392K |
|
|
EEB
75
DELISTED
Invesco BRIC ETF
EEB
| $6.16M | 0.36% |
175,165
+167,033
| +2,054% | +$5.48M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.