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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Apollo Global Management
APO
$73.5B
| $516K | 0.02% |
10,781
+740
| +7% | +$31.6K |
|
702
CME Group
CME
$98B
| $512K | 0.02% |
2,585
+349
| +16% | +$71.6K |
|
703
Toll Brothers
TOL
$12.2B
| $510K | 0.02% |
+12,847
| New | +$513K |
|
704
State Street Materials Select Sector SPDR ETF
XLB
$8.33B
| $510K | 0.02% |
16,542
-510
| -3% | -$15.1K |
|
705
Ulta Beauty
ULTA
$22.7B
| $509K | 0.02% |
1,954
-1,452
| -43% | -$355K |
|
706
Guidewire Software
GWRE
$12B
| $506K | 0.02% |
4,570
+1,540
| +51% | +$172K |
|
707
Zebra Technologies
ZBRA
$16.1B
| $506K | 0.02% |
1,960
+68
| +4% | +$15.9K |
|
708
Gartner
IT
$12.1B
| $504K | 0.02% |
3,260
+834
| +34% | +$127K |
|
709
New Mountain Finance
NMFC
$660M
| $504K | 0.02% |
35,745
+6,624
| +23% | +$89.7K |
|
|
MRCC
710
DELISTED
Monroe Capital Corp
MRCC
| $503K | 0.02% |
46,548
+10,629
| +30% | +$117K |
|
711
Chipotle Mexican Grill
CMG
$42.6B
| $500K | 0.02% |
29,400
-850
| -3% | -$13.6K |
|
|
GRID
712
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.6B
| $500K | 0.02% |
9,100
+3
| +0% | +$156 |
|
713
Okta
OKTA
$32.9B
| $500K | 0.02% |
4,338
+395
| +10% | +$45.5K |
|
714
iShares MSCI Germany ETF
EWG
$1.68B
| $495K | 0.02% |
16,821
-1,365
| -8% | -$38.9K |
|
|
GPMT
715
Granite Point Mortgage Trust
GPMT
$41.5M
| $495K | 0.02% |
26,856
-1,007
| -4% | -$18.5K |
|
716
Trane Technologies
TT
$92.8B
| $493K | 0.02% |
3,684
-962
| -21% | -$122K |
|
717
Mercado Libre
MELI
$93.3B
| $492K | 0.02% |
860
+3
| +0.4% | +$1.66K |
|
718
Freeport-McMoran
FCX
$99.4B
| $491K | 0.02% |
37,644
-7,574
| -17% | -$83.2K |
|
719
Monster Beverage
MNST
$87.3B
| $490K | 0.02% |
30,968
+4,004
| +15% | +$58.8K |
|
720
Howmet Aerospace
HWM
$90.8B
| $489K | 0.02% |
20,655
+4,283
| +26% | +$95.7K |
|
721
Baxter International
BAX
$12.2B
| $487K | 0.02% |
5,775
-88
| -2% | -$7.28K |
|
|
VGR
722
DELISTED
Vector Group Ltd.
VGR
| $487K | 0.02% |
51,471
+3,590
| +7% | +$31.4K |
|
723
AGNC Investment
AGNC
$11.7B
| $486K | 0.02% |
27,721
-4,111
| -13% | -$69.9K |
|
724
Capital One
COF
$125B
| $486K | 0.02% |
4,723
-578
| -11% | -$55.7K |
|
725
West Pharmaceutical
WST
$25.5B
| $485K | 0.02% |
3,204
-123
| -4% | -$17.9K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.