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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
CME Group
CME
$98B
| $471K | 0.02% |
2,236
+143
| +7% | +$29.9K |
|
702
iShares MSCI South Korea ETF
EWY
$26.8B
| $470K | 0.02% |
8,349
-10,586
| -56% | -$586K |
|
|
ARI
703
Apollo Commercial Real Estate
ARI
$836M
| $469K | 0.02% |
24,232
+9,217
| +61% | +$174K |
|
|
HIX
704
Western Asset High Income Fund II
HIX
$338M
| $467K | 0.02% |
68,700
+3,000
| +5% | +$20.5K |
|
705
MasTec
MTZ
$18.1B
| $466K | 0.02% |
7,167
-1,402
| -16% | -$81.8K |
|
706
First Trust Water ETF
FIW
$1.75B
| $464K | 0.02% |
8,323
+1,491
| +22% | +$81.8K |
|
707
Franklin FTSE Japan ETF
FLJP
$4.14B
| $460K | 0.02% |
18,543
-29,486
| -61% | -$710K |
|
708
Linde
LIN
$213B
| $460K | 0.02% |
2,361
-74
| -3% | -$14.3K |
|
709
Williams Companies
WMB
$86.7B
| $460K | 0.02% |
19,218
-1,232
| -6% | -$31.1K |
|
710
Marriott International
MAR
$87.3B
| $458K | 0.02% |
3,716
+72
| +2% | +$9.55K |
|
|
SVC
711
Service Properties Trust
SVC
$857M
| $456K | 0.02% |
3,558
+728
| +26% | +$90.1K |
|
712
iShares US Industrials ETF
IYJ
$1.9B
| $455K | 0.02% |
+5,734
| New | +$452K |
|
713
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
| $453K | 0.02% |
24,990
-1,730
| -6% | -$31.5K |
|
|
GRID
714
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.6B
| $451K | 0.02% |
9,097
+984
| +12% | +$47.5K |
|
715
iShares Select U.S. REIT ETF
ICF
$1.95B
| $450K | 0.02% |
7,604
+670
| +10% | +$39.2K |
|
716
Air Products & Chemicals
APD
$63.9B
| $449K | 0.02% |
2,010
+46
| +2% | +$10.3K |
|
717
MGM Resorts International
MGM
$9.66B
| $449K | 0.02% |
16,241
-11
| -0.1% | -$316 |
|
718
iShares US Regional Banks ETF
IAT
$623M
| $444K | 0.02% |
9,483
-106
| -1% | -$4.83K |
|
719
The Kraft Heinz Company
KHC
$29.3B
| $442K | 0.02% |
15,707
-1,152
| -7% | -$33.1K |
|
720
Cheniere Energy
LNG
$55.3B
| $442K | 0.02% |
6,966
-194
| -3% | -$12.4K |
|
721
Vulcan Materials
VMC
$31.7B
| $442K | 0.02% |
2,911
+189
| +7% | +$26.7K |
|
722
Steel Dynamics
STLD
$34.1B
| $441K | 0.02% |
14,719
-3,342
| -19% | -$98.7K |
|
723
Invesco BuyBack Achievers ETF
PKW
$1.75B
| $440K | 0.02% |
6,977
+1,052
| +18% | +$65.6K |
|
724
Regions Financial
RF
$24.3B
| $440K | 0.02% |
28,005
+4,141
| +17% | +$62.6K |
|
725
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.41B
| $438K | 0.02% |
14,792
+2,946
| +25% | +$86.8K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.