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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
iShares US Consumer Staples ETF
IYK
$1.38B
| $370K | 0.02% |
10,026
-735
| -7% | -$27.2K |
|
702
Ambev
ABEV
$46.1B
| $369K | 0.02% |
75,162
+2,466
| +3% | +$13.3K |
|
703
Marriott International
MAR
$87.3B
| $369K | 0.02% |
4,457
+29
| +0.7% | +$2.18K |
|
704
Steel Dynamics
STLD
$34.1B
| $368K | 0.02% |
+10,346
| New | +$326K |
|
|
PARA
705
DELISTED
Paramount Global Class B
PARA
| $367K | 0.02% |
5,767
+394
| +7% | +$23.4K |
|
706
Sprott Physical Gold
PHYS
$15.3B
| $367K | 0.02% |
39,044
-497
| -1% | -$4.98K |
|
707
Quanta Services
PWR
$93.1B
| $365K | 0.02% |
10,481
+94
| +0.9% | +$2.95K |
|
708
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $365K | 0.02% |
+12,984
| New | +$369K |
|
709
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
| $363K | 0.02% |
4,751
| – | – |
|
710
United States Oil Fund
USO
$2.27B
| $363K | 0.02% |
3,875
-5,793
| -60% | -$511K |
|
711
Invesco S&P 500 Pure Growth ETF
RPG
$1.86B
| $361K | 0.02% |
21,615
+3,500
| +19% | +$58.3K |
|
712
Toyota
TM
$228B
| $361K | 0.02% |
+3,084
| New | +$359K |
|
713
B&G Foods
BGS
$255M
| $360K | 0.02% |
8,215
+2,186
| +36% | +$97.1K |
|
714
Global X SuperIncome Preferred ETF
SPFF
$139M
| $359K | 0.02% |
28,027
+134
| +0.5% | +$1.74K |
|
|
COL
715
DELISTED
Rockwell Collins
COL
| $359K | 0.02% |
+3,875
| New | +$342K |
|
716
Molson Coors Class B
TAP
$7.29B
| $358K | 0.02% |
3,674
-439
| -11% | -$44.8K |
|
717
Ulta Beauty
ULTA
$22.7B
| $358K | 0.02% |
+1,405
| New | +$351K |
|
|
RDS.B
718
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $357K | 0.02% |
6,157
+976
| +19% | +$53.4K |
|
719
NCR Voyix
VYX
$982M
| $356K | 0.02% |
14,293
-514
| -3% | -$11.5K |
|
720
NetApp
NTAP
$37.6B
| $353K | 0.02% |
10,016
-492
| -5% | -$17.2K |
|
721
Silicon Motion
SIMO
$8.18B
| $353K | 0.02% |
8,300
-1,144
| -12% | -$52.2K |
|
722
Vanguard Communication Services ETF
VOX
$5.86B
| $353K | 0.02% |
3,529
+13
| +0.4% | +$1.22K |
|
723
Darden Restaurants
DRI
$23.6B
| $352K | 0.02% |
+4,843
| New | +$337K |
|
724
Vanguard Russell 3000 ETF
VTHR
$4.75B
| $352K | 0.02% |
3,406
+449
| +15% | +$45.1K |
|
|
EMBJ
725
Embraer S.A. ADS
EMBJ
$13.2B
| $350K | 0.02% |
+18,166
| New | +$354K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.