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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
Zoetis
ZTS
$30.2B
| $334K | 0.02% |
6,421
-769
| -11% | -$38.9K |
|
702
iShares MSCI Mexico ETF
EWW
$1.68B
| $333K | 0.02% |
6,875
-105
| -2% | -$5.28K |
|
703
iShares US Pharmaceuticals ETF
IHE
$1.62B
| $333K | 0.02% |
6,681
+246
| +4% | +$12.5K |
|
704
Vanguard Communication Services ETF
VOX
$5.86B
| $332K | 0.02% |
3,516
-4,783
| -58% | -$464K |
|
705
American International
AIG
$39.8B
| $331K | 0.02% |
5,583
-2,611
| -32% | -$149K |
|
706
VanEck Biotech ETF
BBH
$464M
| $331K | 0.02% |
2,869
+100
| +4% | +$11.4K |
|
707
Edison International
EIX
$21.1B
| $331K | 0.02% |
4,576
-540
| -11% | -$40.5K |
|
708
iShares Morningstar Small-Cap Growth ETF
ISCG
$955M
| $331K | 0.02% |
13,770
+72
| +0.5% | +$1.71K |
|
709
iShares MSCI Brazil ETF
EWZ
$8.53B
| $329K | 0.02% |
9,750
+1,048
| +12% | +$34.7K |
|
710
Digital Realty Trust
DLR
$67.2B
| $327K | 0.02% |
3,369
-683
| -17% | -$69.5K |
|
711
Kohl's
KSS
$1.87B
| $327K | 0.02% |
7,471
-2,225
| -23% | -$93.2K |
|
712
Paycom
PAYC
$10.3B
| $326K | 0.02% |
+6,500
| New | +$317K |
|
713
Textron
TXT
$13.9B
| $325K | 0.02% |
8,167
-424
| -5% | -$16.7K |
|
714
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $324K | 0.02% |
5,826
-2,890
| -33% | -$161K |
|
715
iShares US Transportation ETF
IYT
$2.06B
| $324K | 0.02% |
8,916
-500
| -5% | -$17.7K |
|
716
Nuveen Quality Municipal Income Fund
NAD
$2.5B
| $323K | 0.02% |
+21,416
| New | +$332K |
|
717
T. Rowe Price
TROW
$21.8B
| $323K | 0.02% |
4,850
-29,773
| -86% | -$2.07M |
|
718
First Trust Global Wind Energy ETF
FAN
$236M
| $322K | 0.02% |
24,224
-1,500
| -6% | -$19.7K |
|
719
Under Armour Class C
UA
$2.09B
| $322K | 0.02% |
9,509
-2,456
| -21% | -$88.7K |
|
720
AES
AES
$10.6B
| $321K | 0.02% |
24,997
-2,575
| -9% | -$32.1K |
|
721
Microchip Technology
MCHP
$37.8B
| $321K | 0.02% |
10,338
-2,608
| -20% | -$75.8K |
|
722
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.79B
| $321K | 0.02% |
+30,450
| New | +$308K |
|
723
Vanguard Extended Market ETF
VXF
$30.5B
| $320K | 0.02% |
3,511
-727
| -17% | -$65.2K |
|
724
First Trust US Equity Opportunities ETF
FPX
$1.43B
| $317K | 0.02% |
5,837
-699
| -11% | -$37.3K |
|
725
Brown-Forman Class B
BF.B
$11.8B
| $313K | 0.02% |
10,322
-1,903
| -16% | -$59.1K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.