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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Moody's
MCO
$80.6B
| $557K | 0.02% |
2,363
-127
| -5% | -$28.2K |
|
677
American International
AIG
$39.8B
| $556K | 0.02% |
10,831
+1,207
| +13% | +$64K |
|
678
Vanguard Morningstar Large-Cap ETF
VV
$53.4B
| $556K | 0.02% |
3,762
-611
| -14% | -$86.4K |
|
679
Rockwell Automation
ROK
$46.1B
| $550K | 0.02% |
2,749
+143
| +5% | +$26.5K |
|
680
iShares Russell Mid-Cap Value ETF
IWS
$15B
| $549K | 0.02% |
5,795
-277
| -5% | -$25.3K |
|
681
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.82B
| $549K | 0.02% |
5,424
-2,766
| -34% | -$279K |
|
682
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$385M
| $548K | 0.02% |
14,017
+1,353
| +11% | +$51.9K |
|
683
HP
HPQ
$29.5B
| $548K | 0.02% |
26,862
+6,366
| +31% | +$121K |
|
|
ARI
684
Apollo Commercial Real Estate
ARI
$836M
| $546K | 0.02% |
29,864
+5,632
| +23% | +$104K |
|
685
Broadridge
BR
$19.1B
| $545K | 0.02% |
4,394
+252
| +6% | +$30.8K |
|
686
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.71B
| $545K | 0.02% |
20,199
+947
| +5% | +$25.4K |
|
687
Yum! Brands
YUM
$37.6B
| $543K | 0.02% |
5,357
-2,025
| -27% | -$210K |
|
688
Roku
ROKU
$23B
| $541K | 0.02% |
4,070
+605
| +17% | +$83.1K |
|
689
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$580M
| $538K | 0.02% |
16,458
+4,697
| +40% | +$147K |
|
690
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.33B
| $537K | 0.02% |
4,892
-42,193
| -90% | -$4.62M |
|
691
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$53.5B
| $537K | 0.02% |
12,742
-6,412
| -33% | -$257K |
|
692
Zimmer Biomet
ZBH
$18.5B
| $537K | 0.02% |
3,716
-586
| -14% | -$80.9K |
|
693
Aon
AON
$63.8B
| $536K | 0.02% |
2,596
+131
| +5% | +$25.9K |
|
694
MGM Resorts International
MGM
$9.66B
| $535K | 0.02% |
15,941
-300
| -2% | -$9.14K |
|
695
TC Energy
TRP
$63.8B
| $535K | 0.02% |
10,015
-242
| -2% | -$12.4K |
|
696
Textron
TXT
$13.9B
| $533K | 0.02% |
11,887
-913
| -7% | -$42.3K |
|
697
Regions Financial
RF
$24.3B
| $528K | 0.02% |
30,618
+2,613
| +9% | +$43K |
|
698
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.76B
| $527K | 0.02% |
14,976
+4,940
| +49% | +$170K |
|
699
PIMCO Dynamic Income Fund
PDI
$6.76B
| $521K | 0.02% |
15,978
+1,207
| +8% | +$39.8K |
|
|
EXAS
700
DELISTED
Exact Sciences
EXAS
| $518K | 0.02% |
5,639
-3,444
| -38% | -$303K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.