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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TUP
676
DELISTED
Tupperware Brands Corporation
TUP
| $391K | 0.02% |
7,432
+1,643
| +28% | +$96.3K |
|
|
PMO
677
Franklin Municipal Opportunities Trust
PMO
$264M
| $390K | 0.02% |
32,661
+109
| +0.3% | +$1.34K |
|
|
EVHC
678
DELISTED
Envision Healthcare Holdings Inc
EVHC
| $390K | 0.02% |
+6,162
| New | +$403K |
|
679
Becton Dickinson
BDX
$49.5B
| $389K | 0.02% |
2,409
+324
| +16% | +$53.8K |
|
|
SRC
680
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $389K | 0.02% |
7,994
+431
| +6% | +$21.9K |
|
|
HES
681
DELISTED
Hess
HES
| $386K | 0.02% |
+6,192
| New | +$338K |
|
682
Deere & Co
DE
$181B
| $385K | 0.02% |
3,738
-2,884
| -44% | -$271K |
|
683
Mattel
MAT
$3.76B
| $385K | 0.02% |
+13,958
| New | +$424K |
|
684
WisdomTree Japan SmallCap Dividend Fund
DFJ
$454M
| $383K | 0.02% |
+6,182
| New | +$385K |
|
|
BPL
685
DELISTED
Buckeye Partners, L.P.
BPL
| $382K | 0.02% |
5,767
-68
| -1% | -$4.49K |
|
686
Bank of Montreal
BMO
$120B
| $380K | 0.02% |
5,285
+157
| +3% | +$10.5K |
|
|
SPYM
687
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
| $380K | 0.02% |
14,432
+720
| +5% | +$18.5K |
|
688
Viatris
VTRS
$19.5B
| $380K | 0.02% |
9,973
-898
| -8% | -$33.4K |
|
689
State Street SPDR S&P Biotech ETF
XBI
$10.4B
| $380K | 0.02% |
6,427
-1,237
| -16% | -$76.4K |
|
690
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
| $379K | 0.02% |
6,320
-517
| -8% | -$31K |
|
691
Howmet Aerospace
HWM
$90.8B
| $379K | 0.02% |
+26,680
| New | +$401K |
|
692
MasTec
MTZ
$18.1B
| $379K | 0.02% |
9,916
-1,328
| -12% | -$45.1K |
|
|
CHK
693
DELISTED
Chesapeake Energy Corporation
CHK
| $379K | 0.02% |
270
+160
| +145% | +$209K |
|
694
Canadian National Railway
CNI
$72.3B
| $377K | 0.02% |
5,593
+1,356
| +32% | +$89.5K |
|
695
Woodward
WWD
$18.8B
| $377K | 0.02% |
5,457
+2,247
| +70% | +$145K |
|
|
K
696
DELISTED
Kellanova
K
| $376K | 0.02% |
+5,438
| New | +$378K |
|
697
UBS Group
UBS
$154B
| $376K | 0.02% |
+23,983
| New | +$361K |
|
|
ETV
698
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
| $372K | 0.02% |
25,088
+10,000
| +66% | +$148K |
|
699
Labcorp
LH
$26.3B
| $372K | 0.02% |
3,369
+1,283
| +62% | +$143K |
|
700
Principal Financial Group
PFG
$25B
| $371K | 0.02% |
+6,416
| New | +$360K |
|
Similar funds
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VIM
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CT
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.