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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
ProShares Ultra QQQ
QLD
$13.7B
| $357K | 0.02% |
66,064
-160
| -0.2% | -$818 |
|
677
Wynn Resorts
WYNN
$8.67B
| $355K | 0.02% |
3,639
-4
| -0.1% | -$390 |
|
|
AMJ
678
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $355K | 0.02% |
11,266
+505
| +5% | +$15.9K |
|
679
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
| $354K | 0.02% |
9,176
-632
| -6% | -$24.4K |
|
|
B
680
Barrick Mining
B
$70B
| $353K | 0.02% |
19,904
+3,143
| +19% | +$62.7K |
|
|
WCN
681
Waste Connections
WCN
$39.4B
| $353K | 0.02% |
7,082
+786
| +12% | +$39.6K |
|
682
Adobe
ADBE
$99.6B
| $351K | 0.02% |
3,233
-554
| -15% | -$55.6K |
|
683
iShares Core S&P US Growth ETF
IUSG
$32.7B
| $351K | 0.02% |
8,252
-22
| -0.3% | -$933 |
|
684
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$847M
| $351K | 0.02% |
24,857
-969
| -4% | -$13.9K |
|
685
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
| $350K | 0.02% |
4,751
+496
| +12% | +$36.6K |
|
|
SPYM
686
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
| $350K | 0.02% |
13,712
-1,328
| -9% | -$33.6K |
|
687
Toll Brothers
TOL
$12.2B
| $349K | 0.02% |
+11,699
| New | +$338K |
|
688
Estee Lauder
EL
$34.6B
| $347K | 0.02% |
3,920
-492
| -11% | -$44.9K |
|
|
PBCT
689
DELISTED
People's United Financial Inc
PBCT
| $344K | 0.02% |
21,761
+3,894
| +22% | +$60.5K |
|
690
Alliant Energy
LNT
$17.1B
| $342K | 0.02% |
8,930
+216
| +2% | +$8.47K |
|
|
THS
691
DELISTED
Treehouse Foods
THS
| $342K | 0.02% |
3,917
-175
| -4% | -$16.8K |
|
692
Trane Technologies
TT
$92.8B
| $342K | 0.02% |
5,033
-1,219
| -19% | -$81.2K |
|
|
PX
693
DELISTED
Praxair Inc
PX
| $342K | 0.02% |
2,828
-140
| -5% | -$16.6K |
|
694
Sony
SONY
$139B
| $341K | 0.02% |
51,345
-560
| -1% | -$3.59K |
|
|
WWAV
695
DELISTED
The WhiteWave Foods Company
WWAV
| $341K | 0.02% |
6,266
-2,030
| -24% | -$112K |
|
696
Range Resources
RRC
$9.08B
| $340K | 0.02% |
8,774
+216
| +3% | +$8.74K |
|
697
Bank of Montreal
BMO
$120B
| $336K | 0.02% |
5,128
-910
| -15% | -$59.1K |
|
698
ProShares Ultra Russell2000
UWM
$226M
| $335K | 0.02% |
14,140
+100
| +0.7% | +$2.27K |
|
|
MUH
699
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $335K | 0.02% |
20,159
-416
| -2% | -$7K |
|
700
MasTec
MTZ
$18.1B
| $334K | 0.02% |
11,244
-5,938
| -35% | -$163K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.