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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Toronto Dominion Bank
TD
$198B
| $346K | 0.03% |
7,150
-3,375
| -32% | -$163K |
|
|
OCR
677
DELISTED
OMNICARE INC
OCR
| $346K | 0.03% |
4,718
+424
| +10% | +$28.8K |
|
678
iShares Select U.S. REIT ETF
ICF
$2.12B
| $345K | 0.03% |
7,166
-6,268
| -47% | -$292K |
|
|
STON
679
DELISTED
StoneMor Inc.
STON
| $344K | 0.03% |
13,362
-1,000
| -7% | -$25.9K |
|
|
VIAB
680
DELISTED
Viacom Inc. Class B
VIAB
| $344K | 0.03% |
4,560
+206
| +5% | +$15.1K |
|
681
Schwab International Equity ETF
SCHF
$65.6B
| $343K | 0.03% |
23,810
+2,236
| +10% | +$33.7K |
|
682
Western Digital
WDC
$179B
| $343K | 0.03% |
4,074
+34
| +0.8% | +$2.57K |
|
683
Range Resources
RRC
$9.11B
| $342K | 0.02% |
6,437
+1,167
| +22% | +$75.4K |
|
684
Williams Companies
WMB
$90.5B
| $342K | 0.02% |
7,637
-2,560
| -25% | -$131K |
|
685
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
| $342K | 0.02% |
6,310
-11,388
| -64% | -$622K |
|
|
DCP
686
DELISTED
DCP Midstream, LP
DCP
| $342K | 0.02% |
7,491
+399
| +6% | +$20K |
|
|
CERN
687
DELISTED
Cerner Corp
CERN
| $342K | 0.02% |
5,323
+607
| +13% | +$37.8K |
|
688
Capri Holdings
CPRI
$1.77B
| $341K | 0.02% |
4,467
+676
| +18% | +$50.4K |
|
|
MDC
689
DELISTED
M.D.C. Holdings, Inc.
MDC
| $341K | 0.02% |
17,335
+2,304
| +15% | +$42.2K |
|
690
iShares MSCI BIC ETF
BKF
$75.2M
| $340K | 0.02% |
9,748
+328
| +3% | +$12K |
|
691
3D Systems Corp
DDD
$420M
| $340K | 0.02% |
10,366
-6,647
| -39% | -$240K |
|
|
FFC
692
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
| $340K | 0.02% |
17,785
-2,303
| -11% | -$46.2K |
|
|
HYLD
693
DELISTED
High Yield ETF
HYLD
| $340K | 0.02% |
8,432
+546
| +7% | +$25.1K |
|
|
SNDK
694
DELISTED
SANDISK CORP
SNDK
| $340K | 0.02% |
3,514
+1,217
| +53% | +$116K |
|
695
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.74B
| $337K | 0.02% |
7,955
+2,087
| +36% | +$93.1K |
|
696
Weyerhaeuser
WY
$17.3B
| $336K | 0.02% |
9,318
-417
| -4% | -$14.3K |
|
|
BBBY
697
DELISTED
Bed Bath & Beyond Inc
BBBY
| $336K | 0.02% |
4,392
+726
| +20% | +$50.7K |
|
698
WisdomTree Japan SmallCap Dividend Fund
DFJ
$385M
| $335K | 0.02% |
6,916
| – | – |
|
699
iShares MSCI Taiwan ETF
EWT
$10B
| $335K | 0.02% |
11,014
+3,934
| +56% | +$121K |
|
700
Avery Dennison
AVY
$12.3B
| $334K | 0.02% |
6,396
+381
| +6% | +$18.1K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.