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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAS
676
DELISTED
RAIT Financial Trust
RAS
$289K 0.02%
32,587
– –
ACAS
677
DELISTED
American Capital Ltd
ACAS
$288K 0.02%
18,445
-3,421
-16% -$49.5K
DTE icon
678
DTE Energy
DTE
$27.2B
$287K 0.02%
5,056
+704
+16% +$40.4K
ONEQ icon
679
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
$287K 0.02%
+17,630
New +$275K
TCP
680
DELISTED
TC Pipelines LP
TCP
$287K 0.02%
5,894
+505
+9% +$24.3K
NCZ
681
Virtus Convertible & Income Fund II
NCZ
$278M
$286K 0.02%
7,940
-3,704
-32% -$130K
GD icon
682
General Dynamics
GD
$97.4B
$285K 0.02%
2,992
-7,910
-73% -$706K
SMB icon
683
VanEck Short Muni ETF
SMB
$315M
$284K 0.02%
15,925
-3,950
-20% -$69.2K
XPH icon
684
State Street SPDR S&P Pharmaceuticals ETF
XPH
$581M
$282K 0.02%
+6,438
New +$268K
LBJ
685
DELISTED
Direxion Daily Latin America Bull 2X Shares
LBJ
$282K 0.02%
162
-69
-30% -$129K
BLK icon
686
Blackrock
BLK
$161B
$281K 0.02%
881
+62
+8% +$18.5K
EIX icon
687
Edison International
EIX
$21.1B
$281K 0.02%
6,060
-1,454
-19% -$68.7K
QTEC icon
688
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
$281K 0.02%
+7,870
New +$263K
HAL icon
689
Halliburton
HAL
$28.8B
$280K 0.02%
5,565
-3,636
-40% -$188K
HBI
690
DELISTED
Hanesbrands
HBI
$280K 0.02%
15,872
+1,100
+7% +$18.3K
SVVC
691
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$280K 0.02%
+12,177
New +$284K
NLSN
692
DELISTED
Nielsen Holdings plc
NLSN
$280K 0.02%
6,223
-484
-7% -$19.8K
SRPT icon
693
Sarepta Therapeutics
SRPT
$2.09B
$278K 0.02%
13,654
+4,600
+51% +$137K
ADT
694
DELISTED
ADT Corp
ADT
$278K 0.02%
6,850
+693
+11% +$28.5K
OKE icon
695
Oneok
OKE
$58.4B
$277K 0.02%
5,111
-2,646
-34% -$133K
TT icon
696
Trane Technologies
TT
$92.8B
$277K 0.02%
4,516
-2,121
-32% -$117K
CHK.PRD
697
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$277K 0.02%
3,040
-100
-3% -$9.06K
NPP
698
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$277K 0.02%
20,441
-6,825
-25% -$90.4K
IEMG icon
699
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$276K 0.02%
5,553
+261
+5% +$13K
IGD
700
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$502M
$276K 0.02%
30,744
-1,750
-5% -$15.7K
26 27
28
29 30

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.