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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Marriott International
MAR
$87.3B
| $585K | 0.02% |
3,829
+113
| +3% | +$15.1K |
|
652
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
| $585K | 0.02% |
30,650
+5,660
| +23% | +$105K |
|
653
Williams Companies
WMB
$86.7B
| $584K | 0.02% |
24,523
+5,305
| +28% | +$122K |
|
654
iShares Core MSCI Total International Stock ETF
IXUS
$59.2B
| $582K | 0.02% |
9,439
+1,197
| +15% | +$71.7K |
|
655
McCormick & Company Non-Voting
MKC
$13.5B
| $581K | 0.02% |
6,892
-168
| -2% | -$13.9K |
|
656
CSX Corp
CSX
$88.7B
| $580K | 0.02% |
24,069
-7,758
| -24% | -$184K |
|
657
AB InBev
BUD
$157B
| $579K | 0.02% |
7,093
+27
| +0.4% | +$2.25K |
|
658
TE Connectivity
TEL
$58.5B
| $579K | 0.02% |
6,089
-366
| -6% | -$33.9K |
|
659
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
QARP
$77.3M
| $578K | 0.02% |
19,236
-31,651
| -62% | -$910K |
|
660
Boston Scientific
BSX
$63.6B
| $576K | 0.02% |
12,717
-341
| -3% | -$14.3K |
|
661
Cardinal Health
CAH
$54.1B
| $576K | 0.02% |
11,400
-359
| -3% | -$18.5K |
|
662
First Trust Global Wind Energy ETF
FAN
$236M
| $576K | 0.02% |
39,376
-105,784
| -73% | -$1.46M |
|
663
Nuveen ESG International Developed Markets Equity ETF
NUDM
$718M
| $576K | 0.02% |
21,346
+80
| +0.4% | +$2.15K |
|
664
LKQ Corp
LKQ
$5.82B
| $571K | 0.02% |
16,219
+128
| +0.8% | +$4.35K |
|
665
Simon Property Group
SPG
$65.7B
| $567K | 0.02% |
3,799
+1,134
| +43% | +$170K |
|
666
Franklin FTSE South Korea ETF
FLKR
$1.63B
| $566K | 0.02% |
26,150
-1,571
| -6% | -$32.3K |
|
667
MasTec
MTZ
$18.1B
| $566K | 0.02% |
8,811
+1,644
| +23% | +$108K |
|
668
iShares US Consumer Staples ETF
IYK
$1.38B
| $565K | 0.02% |
12,765
| – | – |
|
|
CN
669
DELISTED
Xtrackers MSCI All China Equity ETF
CN
| $565K | 0.02% |
16,323
-26,314
| -62% | -$877K |
|
670
SPDR Gold MiniShares Trust
GLDM
$31.3B
| $563K | 0.02% |
+18,738
| New | +$555K |
|
|
CY
671
DELISTED
Cypress Semiconductor
CY
| $563K | 0.02% |
24,419
-10,958
| -31% | -$256K |
|
672
McKesson
MCK
$103B
| $561K | 0.02% |
4,102
+2,195
| +115% | +$310K |
|
673
ScottsMiracle-Gro
SMG
$3.19B
| $561K | 0.02% |
5,292
+468
| +10% | +$47.9K |
|
674
Fidelity National Financial
FNF
$11.5B
| $558K | 0.02% |
12,823
+4,069
| +46% | +$181K |
|
|
FLG
675
Flagstar Bank National Association
FLG
$5.22B
| $558K | 0.02% |
15,495
-2,737
| -15% | -$101K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.