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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
iShares MSCI Hong Kong ETF
EWH
$1.15B
| $550K | 0.02% |
24,095
-701
| -3% | -$17K |
|
652
Lennar Class A
LEN
$18.9B
| $550K | 0.02% |
10,122
-2,448
| -19% | -$119K |
|
653
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
| $550K | 0.02% |
5,329
+342
| +7% | +$35K |
|
654
Nuveen ESG International Developed Markets Equity ETF
NUDM
$718M
| $550K | 0.02% |
21,266
-11,869
| -36% | -$301K |
|
655
Molson Coors Class B
TAP
$7.29B
| $547K | 0.02% |
9,557
-1,726
| -15% | -$93.6K |
|
656
Franklin FTSE South Korea ETF
FLKR
$1.63B
| $545K | 0.02% |
+27,721
| New | +$532K |
|
657
iShares Russell Mid-Cap Value ETF
IWS
$15B
| $545K | 0.02% |
6,072
-1,130
| -16% | -$100K |
|
658
Zoetis
ZTS
$30.2B
| $545K | 0.02% |
4,405
+619
| +16% | +$74.7K |
|
659
American International
AIG
$39.8B
| $539K | 0.02% |
9,624
+198
| +2% | +$10.9K |
|
660
FMC
FMC
$1.35B
| $539K | 0.02% |
6,180
-1,453
| -19% | -$125K |
|
661
iShares US Consumer Staples ETF
IYK
$1.38B
| $538K | 0.02% |
12,765
+429
| +3% | +$17.7K |
|
662
Nuveen ESG Small-Cap ETF
NUSC
$1.25B
| $533K | 0.02% |
18,257
+935
| +5% | +$27.4K |
|
663
iShares Silver Trust
SLV
$30.7B
| $533K | 0.02% |
33,366
+6,115
| +22% | +$97.3K |
|
664
TC Energy
TRP
$63.8B
| $533K | 0.02% |
10,257
+5,424
| +112% | +$271K |
|
665
Boston Scientific
BSX
$63.6B
| $526K | 0.02% |
13,058
-442
| -3% | -$18.7K |
|
666
British American Tobacco
BTI
$121B
| $526K | 0.02% |
14,078
-6,705
| -32% | -$245K |
|
|
GPMT
667
Granite Point Mortgage Trust
GPMT
$41.5M
| $525K | 0.02% |
27,863
+731
| +3% | +$13.7K |
|
668
Westlake Corp
WLK
$9.03B
| $525K | 0.02% |
8,023
-1,345
| -14% | -$86.6K |
|
669
WEC Energy
WEC
$33.7B
| $520K | 0.02% |
5,464
+730
| +15% | +$65.8K |
|
670
Broadridge
BR
$19.1B
| $517K | 0.02% |
4,142
-137
| -3% | -$17.6K |
|
671
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.71B
| $517K | 0.02% |
19,252
+7,353
| +62% | +$199K |
|
672
iShares MSCI EAFE Growth ETF
EFG
$16.3B
| $516K | 0.02% |
6,437
-93
| -1% | -$7.44K |
|
673
Chipotle Mexican Grill
CMG
$42.6B
| $515K | 0.02% |
30,250
-18,300
| -38% | -$292K |
|
674
Arbor Realty Trust
ABR
$843M
| $514K | 0.02% |
39,381
+3,310
| +9% | +$41.3K |
|
675
Baxter International
BAX
$12.2B
| $513K | 0.02% |
5,863
-615
| -9% | -$52.5K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.