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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
B&G Foods
BGS
$255M
| $314K | 0.03% |
9,232
+286
| +3% | +$9.8K |
|
652
iShares US Transportation ETF
IYT
$2.06B
| $314K | 0.03% |
9,516
-4,484
| -32% | -$141K |
|
653
Invesco DB US Dollar Index Bullish Fund
UUP
$324M
| $308K | 0.02% |
14,257
+3,858
| +37% | +$83.4K |
|
|
LSI
654
DELISTED
Life Storage, Inc.
LSI
| $306K | 0.02% |
6,947
-375
| -5% | -$17.7K |
|
655
Sherwin-Williams
SHW
$78B
| $305K | 0.02% |
5,043
-2,559
| -34% | -$157K |
|
656
Texas Instruments
TXN
$238B
| $305K | 0.02% |
6,964
+21
| +0.3% | +$879 |
|
|
UMPQ
657
DELISTED
Umpqua Holdings Corp
UMPQ
| $305K | 0.02% |
15,666
-2,360
| -13% | -$41.3K |
|
658
T. Rowe Price
TROW
$21.8B
| $304K | 0.02% |
+3,598
| New | +$282K |
|
|
KTF
659
DWS Municipal Income Trust
KTF
$328M
| $303K | 0.02% |
25,190
-30,369
| -55% | -$363K |
|
|
PMM
660
Franklin Managed Municipal Income Trust
PMM
$250M
| $303K | 0.02% |
45,290
-23,308
| -34% | -$155K |
|
661
Wynn Resorts
WYNN
$8.67B
| $303K | 0.02% |
1,560
-346
| -18% | -$59K |
|
662
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
| $302K | 0.02% |
4,646
-75,727
| -94% | -$4.58M |
|
663
Invesco DB Commodity Index Tracking Fund
DBC
$1.96B
| $300K | 0.02% |
11,663
+2,248
| +24% | +$57.7K |
|
664
Prospect Capital
PSEC
$1.13B
| $300K | 0.02% |
26,738
-759
| -3% | -$8.54K |
|
|
TPC
665
Tutor Perini Cor
TPC
$4.51B
| $300K | 0.02% |
11,450
+1,100
| +11% | +$25.9K |
|
666
Tesla
TSLA
$1.41T
| $299K | 0.02% |
29,805
+5,040
| +20% | +$51.5K |
|
|
INFN
667
DELISTED
Infinera Corporation Common Stock
INFN
| $299K | 0.02% |
30,641
-1,830
| -6% | -$18.2K |
|
668
Teradata
TDC
$2.71B
| $298K | 0.02% |
+6,564
| New | +$298K |
|
|
XEC
669
DELISTED
CIMAREX ENERGY CO
XEC
| $297K | 0.02% |
+2,829
| New | +$286K |
|
670
State Street
STT
$50.2B
| $296K | 0.02% |
3,979
-7,483
| -65% | -$524K |
|
671
Pegasystems
PEGA
$6.06B
| $295K | 0.02% |
24,208
-22,616
| -48% | -$248K |
|
672
Invesco Preferred ETF
PGX
$3.67B
| $295K | 0.02% |
21,842
-741,692
| -97% | -$10.1M |
|
|
RAI
673
DELISTED
Reynolds American Inc
RAI
| $295K | 0.02% |
11,810
-3,786
| -24% | -$95.5K |
|
674
AllianceBernstein
AB
$3.3B
| $291K | 0.02% |
13,600
-2,479
| -15% | -$53.2K |
|
|
SPXH
675
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
| $291K | 0.02% |
10,187
-394
| -4% | -$10.8K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.