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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Louisiana-Pacific
LPX
$4.57B
| $641K | 0.02% |
21,322
+680
| +3% | +$19.2K |
|
627
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.18B
| $640K | 0.02% |
13,844
+304
| +2% | +$13.2K |
|
628
iShares California Muni Bond ETF
CMF
$4.54B
| $637K | 0.02% |
10,416
-236
| -2% | -$14.4K |
|
|
SPYM
629
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
| $636K | 0.02% |
16,800
+636
| +4% | +$23K |
|
630
Invesco Total Return Bond ETF
GTO
$2.49B
| $628K | 0.02% |
11,603
-831
| -7% | -$45.1K |
|
631
AstraZeneca
AZN
$253B
| $627K | 0.02% |
6,304
-194
| -3% | -$18.3K |
|
632
Workday
WDAY
$45.3B
| $627K | 0.02% |
3,833
+2,504
| +188% | +$416K |
|
633
Franklin FTSE Germany ETF
FLGR
$38M
| $624K | 0.02% |
27,285
-1,584
| -5% | -$35.1K |
|
|
DOCU
634
DocuSign
DOCU
$13.2B
| $621K | 0.02% |
8,357
+5,099
| +157% | +$350K |
|
635
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$136M
| $619K | 0.02% |
22,045
-637
| -3% | -$17.9K |
|
636
iShares MSCI Intl Quality Factor ETF
IQLT
$13.8B
| $617K | 0.02% |
19,250
+8,440
| +78% | +$261K |
|
637
United Airlines
UAL
$34.5B
| $617K | 0.02% |
7,005
-132
| -2% | -$11.8K |
|
638
Zoetis
ZTS
$30.2B
| $617K | 0.02% |
4,689
+284
| +6% | +$35.3K |
|
639
T. Rowe Price
TROW
$21.8B
| $612K | 0.02% |
5,038
-1,191
| -19% | -$141K |
|
|
JPN
640
DELISTED
Xtrackers Japan JPX-Nikkei 400 Equity ETF
JPN
| $611K | 0.02% |
21,173
-1,249
| -6% | -$35.8K |
|
641
Ross Stores
ROST
$71.8B
| $607K | 0.02% |
5,214
-249
| -5% | -$28K |
|
642
Alliant Energy
LNT
$17.1B
| $606K | 0.02% |
11,143
-730
| -6% | -$38.8K |
|
643
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
| $603K | 0.02% |
9,343
+16
| +0.2% | +$992 |
|
644
DexCom
DXCM
$33B
| $601K | 0.02% |
10,864
+3,676
| +51% | +$174K |
|
645
Expeditors International
EXPD
$24.6B
| $601K | 0.02% |
7,652
-379
| -5% | -$28.4K |
|
646
Illinois Tool Works
ITW
$76.1B
| $599K | 0.02% |
3,368
-290
| -8% | -$49.1K |
|
647
Edison International
EIX
$21.1B
| $595K | 0.02% |
7,895
+559
| +8% | +$39.5K |
|
648
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.1B
| $592K | 0.02% |
8,993
+260
| +3% | +$17.2K |
|
649
Public Service Enterprise Group
PEG
$35.1B
| $588K | 0.02% |
9,948
-566
| -5% | -$34.3K |
|
650
ASML
ASML
$615B
| $586K | 0.02% |
1,986
-16
| -0.8% | -$4.32K |
|
Similar funds
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FS
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VIM
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CT
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.