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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
TE Connectivity
TEL
$58.5B
| $603K | 0.02% |
6,455
-392
| -6% | -$36.1K |
|
627
Expeditors International
EXPD
$24.6B
| $600K | 0.02% |
8,031
-526
| -6% | -$38.5K |
|
628
United Rentals
URI
$62.6B
| $599K | 0.02% |
4,818
-1,192
| -20% | -$145K |
|
629
Ross Stores
ROST
$71.8B
| $598K | 0.02% |
5,463
+2,114
| +63% | +$223K |
|
630
Vanguard Morningstar Large-Cap ETF
VV
$53.4B
| $597K | 0.02% |
4,373
+60
| +1% | +$8.14K |
|
631
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.73B
| $590K | 0.02% |
12,691
+888
| +8% | +$41.2K |
|
632
M&T Bank
MTB
$32.6B
| $589K | 0.02% |
3,720
-308
| -8% | -$48.5K |
|
633
Corteva
CTVA
$54B
| $584K | 0.02% |
20,871
-7,501
| -26% | -$217K |
|
634
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.1B
| $584K | 0.02% |
8,733
-2,212
| -20% | -$147K |
|
635
Autodesk
ADSK
$46B
| $581K | 0.02% |
3,941
+546
| +16% | +$85K |
|
636
Zimmer Biomet
ZBH
$18.5B
| $579K | 0.02% |
4,302
+235
| +6% | +$30.4K |
|
637
AstraZeneca
AZN
$253B
| $576K | 0.02% |
6,498
+1,426
| +28% | +$124K |
|
638
Illinois Tool Works
ITW
$76.1B
| $573K | 0.02% |
3,658
+126
| +4% | +$19.1K |
|
639
iShares US Healthcare Providers ETF
IHF
$1.31B
| $570K | 0.02% |
17,615
+7,060
| +67% | +$243K |
|
640
Trane Technologies
TT
$92.8B
| $565K | 0.02% |
4,646
+63
| +1% | +$7.69K |
|
641
Shopify
SHOP
$167B
| $561K | 0.02% |
18,030
+630
| +4% | +$21.6K |
|
|
SPYM
642
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
| $560K | 0.02% |
16,164
+7,041
| +77% | +$245K |
|
643
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
| $559K | 0.02% |
9,327
-1,116
| -11% | -$66.4K |
|
|
WCN
644
Waste Connections
WCN
$39.4B
| $559K | 0.02% |
6,059
+1,314
| +28% | +$121K |
|
645
Cencora
COR
$60.8B
| $557K | 0.02% |
6,804
-3,995
| -37% | -$343K |
|
646
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.18B
| $557K | 0.02% |
13,540
-2,577
| -16% | -$110K |
|
647
Cardinal Health
CAH
$54.1B
| $555K | 0.02% |
11,759
+248
| +2% | +$11.3K |
|
648
Edison International
EIX
$21.1B
| $554K | 0.02% |
7,336
-28
| -0.4% | -$2.02K |
|
649
McCormick & Company Non-Voting
MKC
$13.5B
| $554K | 0.02% |
7,060
-178
| -2% | -$14.3K |
|
650
Skyworks Solutions
SWKS
$12.9B
| $554K | 0.02% |
6,974
-672
| -9% | -$53.6K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.