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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
Cap. Flow
+$147M
Cap. Flow %
5.03%
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$10.8M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.34M
3
AAPL icon
Apple
AAPL
+$9.2M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$8.33M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$7.74M

Top Sells

Rank Stock Value
1
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$7.61M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.12M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$5.41M
4
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$5.37M
5
EPR icon
EPR Properties
EPR
+$5.23M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 5.28%
3 Healthcare 4.87%
4 Industrials 4.3%
5 Communication Services 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
626
iShares Russell Mid-Cap ETF
IWR
$56B
$626K 0.02%
11,252
-148
-1% -$8.11K
ADM icon
627
Archer Daniels Midland
ADM
$38.2B
$621K 0.02%
12,385
+3,971
+47% +$195K
PWB icon
628
Invesco Large Cap Growth ETF
PWB
$2.29B
$621K 0.02%
+12,914
New +$607K
RPG icon
629
Invesco S&P 500 Pure Growth ETF
RPG
$2.01B
$621K 0.02%
25,870
+13,505
+109% +$320K
NUDM icon
630
Nuveen ESG International Developed Markets Equity ETF
NUDM
$707M
$620K 0.02%
23,574
-3,361
-12% -$87.6K
VTEB icon
631
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$620K 0.02%
12,287
+6,978
+131% +$355K
DBRG icon
632
DigitalBridge
DBRG
$2.93B
$619K 0.02%
25,403
+4,472
+21% +$110K
STLA icon
633
Stellantis
STLA
$16.7B
$619K 0.02%
35,365
-3,213
-8% -$56.8K
ON icon
634
ON Semiconductor
ON
$31.8B
$617K 0.02%
+33,581
New +$718K
TFC icon
635
Truist Financial
TFC
$63.3B
$616K 0.02%
12,753
-730
-5% -$37.5K
MRO
636
DELISTED
Marathon Oil Corporation
MRO
$615K 0.02%
26,163
-3,390
-11% -$70.9K
FLG
637
Flagstar Bank National Association
FLG
$5.93B
$611K 0.02%
19,762
+3,564
+22% +$117K
GVI icon
638
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$609K 0.02%
5,683
+153
+3% +$16.5K
TMUS icon
639
T-Mobile US
TMUS
$185B
$609K 0.02%
8,628
+2,632
+44% +$169K
ACWI icon
640
iShares MSCI ACWI ETF
ACWI
$32.9B
$608K 0.02%
8,225
-73,437
-90% -$5.37M
AWK icon
641
American Water Works
AWK
$26.7B
$606K 0.02%
6,869
+489
+8% +$43K
DGRO icon
642
iShares Core Dividend Growth ETF
DGRO
$42.7B
$605K 0.02%
16,244
+578
+4% +$21K
IBDQ
643
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
0
– –
XLB icon
644
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$605K 0.02%
20,778
-54,248
-72% -$1.6M
TUZ
645
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$604K 0.02%
12,180
-230
-2% -$11.5K
REM icon
646
iShares Mortgage Real Estate ETF
REM
$539M
$603K 0.02%
13,874
+607
+5% +$27.1K
LPX icon
647
Louisiana-Pacific
LPX
$5.06B
$602K 0.02%
22,793
-362
-2% -$10.3K
PPA icon
648
Invesco Aerospace & Defense ETF
PPA
$8.24B
$597K 0.02%
9,757
-290
-3% -$17K
VGIT icon
649
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$596K 0.02%
9,623
+238
+3% +$14.9K
BCE icon
650
BCE
BCE
$20.2B
$595K 0.02%
14,921
+881
+6% +$36.3K
24 25
26
27 28

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2018 Portfolio in Review

As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.

  • First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
  • First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
  • First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
  • First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
  • First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
  • First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.

Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.