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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Ares Capital
ARCC
$13.9B
| $443K | 0.02% |
26,866
+2,053
| +8% | +$32.3K |
|
627
Trane Technologies
TT
$92.8B
| $443K | 0.02% |
5,899
+866
| +17% | +$62.5K |
|
628
Amdocs
DOX
$6.41B
| $441K | 0.02% |
+7,576
| New | +$447K |
|
|
AMJ
629
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $437K | 0.02% |
13,835
+2,569
| +23% | +$78.4K |
|
630
Avery Dennison
AVY
$13.1B
| $434K | 0.02% |
6,180
+2,417
| +64% | +$176K |
|
631
Huntington Bancshares
HBAN
$32B
| $434K | 0.02% |
32,851
+12,984
| +65% | +$151K |
|
632
AllianceBernstein
AB
$3.3B
| $433K | 0.02% |
18,456
| – | – |
|
633
eBay
EBAY
$48.6B
| $433K | 0.02% |
14,582
-4,327
| -23% | -$128K |
|
634
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.14B
| $432K | 0.02% |
+18,279
| New | +$398K |
|
|
LSI
635
DELISTED
Life Storage, Inc.
LSI
| $432K | 0.02% |
7,593
+837
| +12% | +$46.4K |
|
|
LLL
636
DELISTED
L3 Technologies, Inc.
LLL
| $431K | 0.02% |
2,831
-1,344
| -32% | -$203K |
|
637
First Trust Global Wind Energy ETF
FAN
$236M
| $429K | 0.02% |
36,690
+12,466
| +51% | +$154K |
|
638
Allstate
ALL
$64.4B
| $427K | 0.02% |
5,763
-1,673
| -22% | -$118K |
|
639
Danaher
DHR
$146B
| $427K | 0.02% |
6,187
+600
| +11% | +$41.7K |
|
640
iShares Core International Aggregate Bond Fund
IAGG
$11.8B
| $426K | 0.02% |
8,209
+1,408
| +21% | +$73.7K |
|
641
iShares US Real Estate ETF
IYR
$4.24B
| $426K | 0.02% |
5,539
-12,164
| -69% | -$924K |
|
642
iShares Morningstar Growth ETF
ILCG
$3.08B
| $424K | 0.02% |
17,510
-3,080
| -15% | -$74.2K |
|
643
Vanguard Extended Market ETF
VXF
$30.5B
| $423K | 0.02% |
4,415
+904
| +26% | +$83.6K |
|
644
BlackRock Taxable Municipal Bond Trust
BBN
$920M
| $422K | 0.02% |
19,540
+2,117
| +12% | +$46.9K |
|
645
Gogo Inc
GOGO
$346M
| $421K | 0.02% |
45,698
-18,850
| -29% | -$186K |
|
|
SHPG
646
DELISTED
Shire pic
SHPG
| $421K | 0.02% |
2,473
+165
| +7% | +$29.2K |
|
|
PX
647
DELISTED
Praxair Inc
PX
| $420K | 0.02% |
3,584
+756
| +27% | +$89.9K |
|
648
Expedia Group
EXPE
$34.4B
| $419K | 0.02% |
3,702
-300
| -7% | -$36.6K |
|
649
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$332M
| $418K | 0.02% |
16,215
-9,250
| -36% | -$231K |
|
|
IBDB
650
DELISTED
iShares iBonds Mar 2018 Term Corporate ETF
IBDB
| – | – |
0
| – | – |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.