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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
Cap. Flow
+$36.7M
Cap. Flow %
1.95%
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$10.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.98M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.46M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.41M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$4.58M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$7.18M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.63M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.21M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.41M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.03%
2 Technology 7.03%
3 Healthcare 6.36%
4 Financials 5.3%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOV icon
626
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.82B
$423K 0.02%
7,842
+598
+8% +$31.6K
AB icon
627
AllianceBernstein
AB
$3.3B
$421K 0.02%
18,456
+1,570
+9% +$35.5K
FXD icon
628
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$248M
$421K 0.02%
11,948
-2,959
-20% -$105K
BBN icon
629
BlackRock Taxable Municipal Bond Trust
BBN
$920M
$418K 0.02%
17,423
+7,512
+76% +$183K
BPL
630
DELISTED
Buckeye Partners, L.P.
BPL
$418K 0.02%
5,835
+291
+5% +$20.7K
VTRS icon
631
Viatris
VTRS
$19.5B
$414K 0.02%
10,871
-819
-7% -$36.4K
FTSM icon
632
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$410K 0.02%
6,837
-249
-4% -$14.9K
TWX
633
DELISTED
Time Warner Inc
TWX
$410K 0.02%
5,156
-721
-12% -$56.3K
IYK icon
634
iShares US Consumer Staples ETF
IYK
$1.38B
$409K 0.02%
10,761
– –
FXO icon
635
First Trust Financials AlphaDEX Fund
FXO
$1.09B
$405K 0.02%
16,679
-8,251
-33% -$199K
LSI
636
DELISTED
Life Storage, Inc.
LSI
$401K 0.02%
6,756
-1,413
-17% -$90.4K
CINF icon
637
Cincinnati Financial
CINF
$26.2B
$400K 0.02%
5,305
+1,598
+43% +$121K
TEL icon
638
TE Connectivity
TEL
$58.5B
$400K 0.02%
6,208
+350
+6% +$21.4K
SCHA icon
639
Schwab U.S Small- Cap ETF
SCHA
$21.9B
$399K 0.02%
+27,720
New +$393K
IXUS icon
640
iShares Core MSCI Total International Stock ETF
IXUS
$59.2B
$395K 0.02%
7,573
-621
-8% -$31.7K
FXN icon
641
First Trust Energy AlphaDEX Fund
FXN
$392M
$393K 0.02%
25,500
+7,306
+40% +$108K
NEAR icon
642
iShares Short Maturity Bond ETF
NEAR
$5.15B
$393K 0.02%
7,823
-445
-5% -$22.3K
XTN icon
643
State Street SPDR S&P Transportation ETF
XTN
$335M
$393K 0.02%
8,300
– –
ICE icon
644
Intercontinental Exchange
ICE
$86.5B
$390K 0.02%
7,235
-2,055
-22% -$112K
STPZ icon
645
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
$390K 0.02%
7,399
+163
+2% +$8.57K
DHR icon
646
Danaher
DHR
$146B
$388K 0.02%
5,587
-351
-6% -$24.9K
NVG icon
647
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.43B
$388K 0.02%
24,153
+4,012
+20% +$65K
OLN icon
648
Olin
OLN
$1.94B
$387K 0.02%
18,871
-33
-0.2% -$710
CCEP icon
649
Coca-Cola Europacific Partners
CCEP
$45.3B
$386K 0.02%
9,675
-258
-3% -$9.84K
ARCC icon
650
Ares Capital
ARCC
$13.9B
$385K 0.02%
24,813
-2,040
-8% -$31.3K
24 25
26
27 28

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2016 Portfolio in Review

As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
  • First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
  • First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
  • First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.

Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.