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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Stanley Black & Decker
SWK
$13.4B
| $413K | 0.02% |
4,308
+309
| +8% | +$31.8K |
|
|
TEI
627
Templeton Emerging Markets Income Fund
TEI
$304M
| $410K | 0.02% |
42,150
+13,621
| +48% | +$139K |
|
628
Clean Harbors
CLH
$16.8B
| $406K | 0.02% |
9,358
-399
| -4% | -$19.8K |
|
629
TE Connectivity
TEL
$58.5B
| $406K | 0.02% |
6,843
-2,270
| -25% | -$138K |
|
|
TYC
630
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
| $405K | 0.02% |
11,598
-2,753
| -19% | -$106K |
|
631
iShares US Consumer Staples ETF
IYK
$1.38B
| $402K | 0.02% |
11,778
-61,824
| -84% | -$2.17M |
|
|
SWH
632
DELISTED
Stanley Black & Decker, Inc.
SWH
| $402K | 0.02% |
3,638
-100
| -3% | -$11.7K |
|
633
Albemarle
ALB
$12.9B
| $401K | 0.02% |
8,926
+3,271
| +58% | +$160K |
|
|
BXLT
634
DELISTED
BAXALTA INC COM STK (DE)
BXLT
| $401K | 0.02% |
+12,531
| New | +$432K |
|
635
Estee Lauder
EL
$34.6B
| $400K | 0.02% |
4,971
+836
| +20% | +$70K |
|
636
Arthur J. Gallagher & Co
AJG
$62.5B
| $399K | 0.02% |
9,572
-176
| -2% | -$7.98K |
|
637
Bausch Health
BHC
$2.13B
| $397K | 0.02% |
2,239
-417
| -16% | -$97.2K |
|
638
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
| $397K | 0.02% |
10,052
+400
| +4% | +$16.6K |
|
639
Adobe
ADBE
$99.6B
| $395K | 0.02% |
4,811
-1,144
| -19% | -$92.7K |
|
|
COL
640
DELISTED
Rockwell Collins
COL
| $394K | 0.02% |
4,819
-128
| -3% | -$11K |
|
641
iShares MSCI Canada ETF
EWC
$6.78B
| $393K | 0.02% |
16,452
+431
| +3% | +$10.6K |
|
642
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.21B
| $392K | 0.02% |
8,639
-6,943
| -45% | -$320K |
|
643
Western Digital
WDC
$150B
| $392K | 0.02% |
6,614
+1,065
| +19% | +$64K |
|
644
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$110M
| $391K | 0.02% |
20,885
-54
| -0.3% | -$1.06K |
|
645
Essential Utilities
WTRG
$11.7B
| $390K | 0.02% |
14,672
+135
| +0.9% | +$3.46K |
|
646
iShares Morningstar US Equity ETF
ILCB
$1.28B
| $389K | 0.02% |
13,896
+60
| +0.4% | +$1.78K |
|
647
Sarepta Therapeutics
SRPT
$2.09B
| $385K | 0.02% |
12,000
-1,000
| -8% | -$33.9K |
|
|
CHK
648
DELISTED
Chesapeake Energy Corporation
CHK
| $383K | 0.02% |
269
+43
| +19% | +$73K |
|
649
D.R. Horton
DHI
$38.7B
| $382K | 0.02% |
13,059
-7,574
| -37% | -$223K |
|
650
JetBlue
JBLU
$1.62B
| $380K | 0.02% |
14,493
-3,530
| -20% | -$83.2K |
|
Similar funds
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.