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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
626
PACCAR
PCAR
$62.2B
$340K 0.03%
8,598
+39
+0.5% +$1.48K
PDI icon
627
PIMCO Dynamic Income Fund
PDI
$6.76B
$340K 0.03%
11,635
-105
-0.9% -$3.07K
TWX
628
DELISTED
Time Warner Inc
TWX
$340K 0.03%
5,085
-372
-7% -$24K
VOX icon
629
Vanguard Communication Services ETF
VOX
$5.86B
$339K 0.03%
+4,038
New +$339K
BTI icon
630
British American Tobacco
BTI
$121B
$337K 0.03%
6,272
-440
-7% -$23.4K
MFIC icon
631
MidCap Financial Investment
MFIC
$745M
$334K 0.03%
+13,156
New +$338K
SAN icon
632
Banco Santander
SAN
$209B
$334K 0.03%
40,179
+15,779
+65% +$125K
DCUA
633
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$334K 0.03%
6,200
– –
ECL icon
634
Ecolab
ECL
$76.8B
$333K 0.03%
3,189
-250
-7% -$26K
NIE
635
Virtus Equity & Convertible Income Fund
NIE
$680M
$332K 0.03%
16,980
-12,500
-42% -$239K
MS icon
636
Morgan Stanley
MS
$318B
$330K 0.03%
10,473
-1,616
-13% -$48K
TFC icon
637
Truist Financial
TFC
$59.2B
$330K 0.03%
8,786
-36,613
-81% -$1.27M
RGC
638
DELISTED
Regal Entertainment Group
RGC
$327K 0.03%
16,703
-19,747
-54% -$378K
MMT
639
Aberdeen Multi-Market Income Fund
MMT
$237M
$326K 0.03%
49,315
-20,947
-30% -$136K
TAP icon
640
Molson Coors Class B
TAP
$7.29B
$326K 0.03%
5,782
-52,226
-90% -$2.79M
TFI icon
641
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$2.97B
$325K 0.03%
7,186
-86
-1% -$3.92K
GXC icon
642
State Street SPDR S&P China ETF
GXC
$459M
$324K 0.03%
4,118
-89
-2% -$6.83K
CMCSK
643
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$323K 0.03%
6,486
+1,083
+20% +$53.9K
ARLP icon
644
Alliance Resource Partners
ARLP
$3.33B
$322K 0.03%
8,402
– –
WT icon
645
WisdomTree
WT
$3.37B
$321K 0.03%
+18,080
New +$257K
CHK
646
DELISTED
Chesapeake Energy Corporation
CHK
$318K 0.03%
61
– –
OLN icon
647
Olin
OLN
$1.94B
$317K 0.03%
10,981
-156
-1% -$3.88K
SPLK
648
DELISTED
Splunk Inc
SPLK
$317K 0.03%
+4,641
New +$301K
BRSL
649
Brightstar Lottery PLC
BRSL
$1.92B
$316K 0.03%
17,312
+857
+5% +$15.5K
SIRI icon
650
SiriusXM
SIRI
$9.63B
$316K 0.03%
9,191
+340
+4% +$12.7K
24 25
26
27 28

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.