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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Travelers Companies
TRV
$79B
| $485K | 0.02% |
4,880
-12,598
| -72% | -$1.57M |
|
602
AstraZeneca
AZN
$253B
| $484K | 0.02% |
5,422
-882
| -14% | -$83K |
|
603
Alerus Financial
ALRS
$824M
| $483K | 0.02% |
29,212
+500
| +2% | +$10K |
|
|
CY
604
DELISTED
Cypress Semiconductor
CY
| $482K | 0.02% |
20,653
-3,766
| -15% | -$86.1K |
|
605
iShares MSCI Austria ETF
EWO
$201M
| $481K | 0.02% |
+36,669
| New | +$662K |
|
606
Ross Stores
ROST
$71.8B
| $481K | 0.02% |
5,531
+317
| +6% | +$33.9K |
|
|
EXD
607
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
| $481K | 0.02% |
62,825
-4,000
| -6% | -$37.7K |
|
608
Fortinet
FTNT
$126B
| $480K | 0.02% |
23,735
+3,300
| +16% | +$70.7K |
|
609
Rithm Capital
RITM
$5.29B
| $479K | 0.02% |
95,632
+47,507
| +99% | +$689K |
|
610
ScottsMiracle-Gro
SMG
$3.19B
| $479K | 0.02% |
4,680
-612
| -12% | -$67.3K |
|
|
RDS.B
611
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $476K | 0.02% |
14,559
-4,278
| -23% | -$200K |
|
|
CN
612
DELISTED
Xtrackers MSCI All China Equity ETF
CN
| $476K | 0.02% |
15,498
-825
| -5% | -$27.5K |
|
613
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.18B
| $475K | 0.02% |
14,719
+875
| +6% | +$35.5K |
|
614
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$873M
| $471K | 0.02% |
6,044
-49
| -0.8% | -$3.73K |
|
615
VanEck Gold Miners ETF
GDX
$27.9B
| $469K | 0.02% |
20,349
-16,661
| -45% | -$456K |
|
616
Ulta Beauty
ULTA
$22.7B
| $469K | 0.02% |
2,671
+717
| +37% | +$179K |
|
617
McCormick & Company Non-Voting
MKC
$13.5B
| $468K | 0.02% |
6,622
-270
| -4% | -$21K |
|
|
RA
618
Brookfield Real Assets Income Fund
RA
$660M
| $468K | 0.02% |
31,905
+15,605
| +96% | +$311K |
|
619
Enterprise Products Partners
EPD
$82.3B
| $467K | 0.02% |
32,670
-4,556
| -12% | -$106K |
|
620
iShares US Consumer Staples ETF
IYK
$1.38B
| $466K | 0.02% |
12,915
+150
| +1% | +$6.36K |
|
621
CSX Corp
CSX
$88.7B
| $464K | 0.02% |
24,306
+237
| +1% | +$5.53K |
|
622
Mercado Libre
MELI
$93.3B
| $464K | 0.02% |
950
+90
| +10% | +$55.5K |
|
623
Nucor
NUE
$59.1B
| $463K | 0.02% |
12,841
-5,194
| -29% | -$231K |
|
624
Corteva
CTVA
$54B
| $460K | 0.02% |
19,590
-2,572
| -12% | -$70.7K |
|
625
Nuveen ESG International Developed Markets Equity ETF
NUDM
$718M
| $458K | 0.02% |
21,823
+477
| +2% | +$11.8K |
|
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First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.