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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$324M
| $699K | 0.02% |
9,071
+25
| +0.3% | +$1.88K |
|
602
iShares Mortgage Real Estate ETF
REM
$489M
| $697K | 0.02% |
15,561
-141
| -0.9% | -$6.11K |
|
603
Invesco Active US Real Estate Fund
PSR
$57M
| $696K | 0.02% |
7,306
+4,814
| +193% | +$459K |
|
604
Allstate
ALL
$64.4B
| $694K | 0.02% |
6,226
-49
| -0.8% | -$5.35K |
|
605
Ares Management
ARES
$28.3B
| $691K | 0.02% |
+19,529
| New | +$607K |
|
606
British American Tobacco
BTI
$121B
| $687K | 0.02% |
15,963
+1,885
| +13% | +$71.1K |
|
|
VMW
607
DELISTED
VMware, Inc
VMW
| $685K | 0.02% |
4,467
-44
| -1% | -$6.9K |
|
|
EXD
608
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
| $682K | 0.02% |
66,825
-1,900
| -3% | -$18.8K |
|
609
HCM Defender 500 Index ETF
LGH
$581M
| $680K | 0.02% |
+24,325
| New | +$651K |
|
|
PARA
610
DELISTED
Paramount Global Class B
PARA
| $680K | 0.02% |
16,102
+9,331
| +138% | +$361K |
|
611
Prologis
PLD
$127B
| $680K | 0.02% |
7,668
-16
| -0.2% | -$1.42K |
|
612
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.41B
| $673K | 0.02% |
22,792
+8,000
| +54% | +$236K |
|
|
WTPI
613
WisdomTree Equity Premium Income Fund
WTPI
$531M
| $671K | 0.02% |
23,625
-1,124
| -5% | -$31.8K |
|
614
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.3B
| $670K | 0.02% |
21,699
-6,845
| -24% | -$211K |
|
|
AGN
615
DELISTED
Allergan plc
AGN
| $670K | 0.02% |
3,507
-166
| -5% | -$29.9K |
|
616
CoStar Group
CSGP
$12.3B
| $669K | 0.02% |
11,170
+3,840
| +52% | +$224K |
|
617
MSCI
MSCI
$39.3B
| $666K | 0.02% |
2,580
+314
| +14% | +$76.5K |
|
618
Unilever
UL
$134B
| $663K | 0.02% |
10,276
+1,092
| +12% | +$72.5K |
|
619
Invesco
IVZ
$13.3B
| $659K | 0.02% |
36,383
-415
| -1% | -$7.08K |
|
620
Alerus Financial
ALRS
$824M
| $656K | 0.02% |
28,712
| – | – |
|
621
Global X S&P 500 Covered Call ETF
XYLD
$3.32B
| $656K | 0.02% |
12,917
-568
| -4% | -$28.2K |
|
622
Corteva
CTVA
$54B
| $655K | 0.02% |
22,162
+1,291
| +6% | +$34.2K |
|
623
Estee Lauder
EL
$34.6B
| $654K | 0.02% |
3,190
-360
| -10% | -$69.9K |
|
624
Expedia Group
EXPE
$34.4B
| $653K | 0.02% |
6,039
-2,257
| -27% | -$265K |
|
625
Celanese
CE
$5.14B
| $648K | 0.02% |
5,286
-67
| -1% | -$8.25K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.