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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
iShares Russell Mid-Cap ETF
IWR
$55B
| $652K | 0.02% |
11,655
+3,644
| +45% | +$204K |
|
602
Invesco S&P MidCap Momentum ETF
XMMO
$7B
| $652K | 0.02% |
11,155
+3,665
| +49% | +$215K |
|
603
iShares California Muni Bond ETF
CMF
$4.54B
| $651K | 0.02% |
10,652
| – | – |
|
604
Prologis
PLD
$127B
| $651K | 0.02% |
7,684
+520
| +7% | +$43K |
|
605
Vanguard Communication Services ETF
VOX
$5.86B
| $642K | 0.02% |
7,404
+127
| +2% | +$11.2K |
|
606
Edwards Lifesciences
EW
$51.5B
| $641K | 0.02% |
8,796
-3,645
| -29% | -$256K |
|
607
Intercontinental Exchange
ICE
$86.5B
| $640K | 0.02% |
7,025
-889
| -11% | -$81.2K |
|
608
Alliant Energy
LNT
$17.1B
| $639K | 0.02% |
11,873
+546
| +5% | +$28K |
|
|
HBI
609
DELISTED
Hanesbrands
HBI
| $638K | 0.02% |
41,723
-650
| -2% | -$9.89K |
|
610
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$136M
| $635K | 0.02% |
22,682
+1,211
| +6% | +$34.1K |
|
611
iShares Global Consumer Staples ETF
KXI
$1.07B
| $631K | 0.02% |
11,479
+563
| +5% | +$30.4K |
|
612
United Airlines
UAL
$34.5B
| $631K | 0.02% |
7,137
+1,591
| +29% | +$141K |
|
613
Invesco
IVZ
$13.3B
| $630K | 0.02% |
36,798
+5,098
| +16% | +$90K |
|
614
Textron
TXT
$13.9B
| $628K | 0.02% |
12,800
+190
| +2% | +$9.27K |
|
615
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $627K | 0.02% |
12,398
+485
| +4% | +$24.4K |
|
616
Alerus Financial
ALRS
$824M
| $626K | 0.02% |
+28,712
| New | +$629K |
|
617
Corning
GLW
$124B
| $624K | 0.02% |
21,874
-2,148
| -9% | -$64.3K |
|
618
AES
AES
$10.6B
| $623K | 0.02% |
38,120
-6,186
| -14% | -$99.6K |
|
619
Unilever
UL
$134B
| $618K | 0.02% |
9,184
-1,776
| -16% | -$123K |
|
|
AGN
620
DELISTED
Allergan plc
AGN
| $618K | 0.02% |
3,673
-435
| -11% | -$70.9K |
|
|
JPN
621
DELISTED
Xtrackers Japan JPX-Nikkei 400 Equity ETF
JPN
| $617K | 0.02% |
+22,422
| New | +$595K |
|
622
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.4B
| $611K | 0.02% |
12,170
-1,387
| -10% | -$69.6K |
|
623
Innovator S&P Investment Grade Preferred ETF
EPRF
$65.4M
| $607K | 0.02% |
25,030
+7,550
| +43% | +$182K |
|
624
Franklin FTSE Germany ETF
FLGR
$38M
| $605K | 0.02% |
+28,869
| New | +$603K |
|
625
MidCap Financial Investment
MFIC
$745M
| $604K | 0.02% |
37,403
+3,727
| +11% | +$60.9K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.