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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Molson Coors Class B
TAP
$7.29B
| $452K | 0.02% |
4,113
+412
| +11% | +$41.9K |
|
|
SRC
602
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $452K | 0.02% |
7,563
+621
| +9% | +$36.9K |
|
603
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$899M
| $451K | 0.02% |
19,214
+659
| +4% | +$15.4K |
|
604
Fluor
FLR
$7.09B
| $451K | 0.02% |
8,785
-133
| -1% | -$6.86K |
|
|
HYB
605
DELISTED
New America High Income Fund, Inc.
HYB
| $450K | 0.02% |
48,900
+10,000
| +26% | +$89.4K |
|
606
Arrowhead Research
ARWR
$9.29B
| $448K | 0.02% |
61,000
| – | – |
|
607
iShares MSCI KLD 400 Social ETF
DSI
$5.37B
| $447K | 0.02% |
11,108
-850
| -7% | -$34.1K |
|
|
SHPG
608
DELISTED
Shire pic
SHPG
| $447K | 0.02% |
2,308
+19
| +0.8% | +$3.71K |
|
|
TEI
609
Templeton Emerging Markets Income Fund
TEI
$304M
| $446K | 0.02% |
40,540
-1,400
| -3% | -$15.3K |
|
610
Vanguard FTSE Pacific ETF
VPL
$8.55B
| $445K | 0.02% |
7,343
-512
| -7% | -$30.2K |
|
611
Ambev
ABEV
$46.1B
| $443K | 0.02% |
72,696
+548
| +0.8% | +$3.28K |
|
|
RGC
612
DELISTED
Regal Entertainment Group
RGC
| $443K | 0.02% |
20,348
-11,784
| -37% | -$260K |
|
613
First Trust S&P REIT Index Fund
FRI
$192M
| $442K | 0.02% |
+18,266
| New | +$454K |
|
614
The Mosaic Company
MOS
$7.88B
| $442K | 0.02% |
18,087
+214
| +1% | +$5.83K |
|
|
WRK
615
DELISTED
WestRock Company
WRK
| $441K | 0.02% |
+9,101
| New | +$406K |
|
616
Truist Financial
TFC
$59.2B
| $435K | 0.02% |
11,529
-2,834
| -20% | -$106K |
|
|
PMO
617
Franklin Municipal Opportunities Trust
PMO
$264M
| $434K | 0.02% |
32,552
+7,079
| +28% | +$94.9K |
|
618
Hasbro
HAS
$12.6B
| $433K | 0.02% |
5,462
-4,239
| -44% | -$344K |
|
619
Sprott Physical Gold
PHYS
$15.4B
| $433K | 0.02% |
39,541
+400
| +1% | +$4.43K |
|
620
Western Union
WU
$2.04B
| $433K | 0.02% |
20,799
-16,816
| -45% | -$346K |
|
|
OKS
621
DELISTED
Oneok Partners LP
OKS
| $428K | 0.02% |
10,704
-19
| -0.2% | -$759 |
|
622
Bunge Global
BG
$22.5B
| $427K | 0.02% |
+7,206
| New | +$448K |
|
623
Cencora
COR
$60.8B
| $427K | 0.02% |
5,280
-704
| -12% | -$60.3K |
|
624
Public Storage
PSA
$55.1B
| $426K | 0.02% |
1,909
-197
| -9% | -$46K |
|
625
Toronto Dominion Bank
TD
$198B
| $426K | 0.02% |
9,596
-1,610
| -14% | -$70.6K |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.