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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
EOG Resources
EOG
$76B
| $433K | 0.02% |
5,979
-1,193
| -17% | -$92.7K |
|
|
TIER
602
DELISTED
TIER REIT, Inc.
TIER
| $433K | 0.02% |
+29,285
| New | +$468K |
|
603
APA Corp
APA
$15.7B
| $432K | 0.02% |
10,809
+747
| +7% | +$34K |
|
604
Bath & Body Works
BBWI
$3.37B
| $432K | 0.02% |
5,907
+1,119
| +23% | +$77.3K |
|
|
NTT
605
DELISTED
Nippon Telegraph & Telephone
NTT
| $432K | 0.02% |
11,921
-6,300
| -35% | -$236K |
|
606
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
| $429K | 0.02% |
23,620
| – | – |
|
607
Brown-Forman Class B
BF.B
$11.8B
| $427K | 0.02% |
13,872
+1,938
| +16% | +$63.2K |
|
|
ETJ
608
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$546M
| $427K | 0.02% |
44,638
+152
| +0.3% | +$1.59K |
|
609
Fluor
FLR
$7.09B
| $426K | 0.02% |
10,115
-271
| -3% | -$12.7K |
|
|
PPL
610
PPL Corp
PPL
$25.1B
| $426K | 0.02% |
13,059
-2,524
| -16% | -$79K |
|
|
JUNO
611
DELISTED
Juno Therapeutics, Inc.
JUNO
| $426K | 0.02% |
10,643
+3,953
| +59% | +$173K |
|
|
FM
612
DELISTED
iShares Frontier and Select EM ETF
FM
| $426K | 0.02% |
16,777
-2,378
| -12% | -$64.6K |
|
613
iShares MSCI KLD 400 Social ETF
DSI
$5.37B
| $425K | 0.02% |
12,004
+400
| +3% | +$15K |
|
614
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.92B
| $424K | 0.02% |
7,475
-819
| -10% | -$46.9K |
|
615
Plains All American Pipeline
PAA
$17.9B
| $424K | 0.02% |
13,899
-959
| -6% | -$35.1K |
|
616
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
| $424K | 0.02% |
8,204
-219
| -3% | -$11.3K |
|
617
BCE
BCE
$21B
| $423K | 0.02% |
10,459
-2,155
| -17% | -$88.4K |
|
618
United Airlines
UAL
$34.5B
| $421K | 0.02% |
7,967
-24
| -0.3% | -$1.35K |
|
619
Thor Industries
THO
$3.63B
| $420K | 0.02% |
8,132
+2,327
| +40% | +$127K |
|
620
Vulcan Materials
VMC
$31.7B
| $420K | 0.02% |
4,760
-70
| -1% | -$6.52K |
|
|
LSI
621
DELISTED
Life Storage, Inc.
LSI
| $420K | 0.02% |
6,701
+36
| +0.5% | +$2.23K |
|
|
MINI
622
DELISTED
Mobile Mini Inc
MINI
| $419K | 0.02% |
13,619
+3,482
| +34% | +$123K |
|
|
BRCM
623
DELISTED
BROADCOM CORP CL-A
BRCM
| $418K | 0.02% |
8,218
-3,554
| -30% | -$183K |
|
624
Capital One
COF
$125B
| $415K | 0.02% |
5,689
-46,063
| -89% | -$3.7M |
|
|
PARA
625
DELISTED
Paramount Global Class B
PARA
| $415K | 0.02% |
10,483
+3
| +0% | +$146 |
|
Similar funds
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FS
NIMC
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VIM
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CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.