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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Brookdale Senior Living
BKD
$3.62B
| $407K | 0.03% |
11,010
-285
| -3% | -$9.66K |
|
602
Opko Health
OPK
$921M
| $406K | 0.03% |
40,689
+6,846
| +20% | +$58.6K |
|
603
Clean Harbors
CLH
$16.1B
| $405K | 0.03% |
+8,347
| New | +$407K |
|
|
NLSN
604
DELISTED
Nielsen Holdings plc
NLSN
| $405K | 0.03% |
9,085
-110
| -1% | -$4.71K |
|
605
Amdocs
DOX
$5.53B
| $404K | 0.03% |
8,574
+769
| +10% | +$36K |
|
606
O'Reilly Automotive
ORLY
$72.4B
| $404K | 0.03% |
31,275
-18,225
| -37% | -$214K |
|
607
Kennametal
KMT
$2.68B
| $402K | 0.03% |
11,263
+1,523
| +16% | +$58.1K |
|
608
Truist Financial
TFC
$63.2B
| $401K | 0.03% |
10,273
+1,780
| +21% | +$67K |
|
609
Essential Utilities
WTRG
$11.2B
| $401K | 0.03% |
15,012
-671
| -4% | -$17.2K |
|
610
Independence Realty Trust
IRT
$3.92B
| $400K | 0.03% |
43,009
+5,812
| +16% | +$55.3K |
|
|
ALTR
611
DELISTED
Altera Corp
ALTR
| $396K | 0.03% |
10,440
-24,750
| -70% | -$876K |
|
|
LLL
612
DELISTED
L3 Technologies, Inc.
LLL
| $395K | 0.03% |
3,128
+79
| +3% | +$9.45K |
|
613
Vanguard Industrials ETF
VIS
$8.23B
| $394K | 0.03% |
3,725
+462
| +14% | +$48.3K |
|
|
CA
614
DELISTED
CA, Inc.
CA
| $393K | 0.03% |
12,435
-534
| -4% | -$15.6K |
|
615
AstraZeneca
AZN
$263B
| $392K | 0.03% |
5,592
+800
| +17% | +$57.3K |
|
616
Jabil
JBL
$32.8B
| $390K | 0.03% |
17,893
+1,137
| +7% | +$23.1K |
|
|
LLTC
617
DELISTED
Linear Technology Corp
LLTC
| $390K | 0.03% |
+8,337
| New | +$363K |
|
618
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
| $389K | 0.03% |
14,080
-12,720
| -47% | -$361K |
|
619
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
| $388K | 0.03% |
6,327
+1,682
| +36% | +$102K |
|
|
BRCM
620
DELISTED
BROADCOM CORP CL-A
BRCM
| $388K | 0.03% |
8,935
+1,128
| +14% | +$46.2K |
|
|
WWAV
621
DELISTED
The WhiteWave Foods Company
WWAV
| $388K | 0.03% |
11,231
+1,582
| +16% | +$56.2K |
|
622
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
| $387K | 0.03% |
+16,871
| New | +$405K |
|
623
Cardinal Health
CAH
$53.4B
| $385K | 0.03% |
4,798
-15
| -0.3% | -$1.19K |
|
624
Pitney Bowes
PBI
$2.42B
| $384K | 0.03% |
15,587
+2,609
| +20% | +$63.7K |
|
|
TUP
625
DELISTED
Tupperware Brands Corporation
TUP
| $384K | 0.03% |
+5,955
| New | +$389K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.