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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
Adobe
ADBE
$99.6B
| $362K | 0.03% |
6,058
-224
| -4% | -$12.4K |
|
602
Salesforce
CRM
$206B
| $362K | 0.03% |
6,510
-1,466
| -18% | -$78.4K |
|
|
WFM
603
DELISTED
Whole Foods Market Inc
WFM
| $362K | 0.03% |
6,272
-466
| -7% | -$27.6K |
|
604
Mattel
MAT
$3.76B
| $361K | 0.03% |
7,615
+967
| +15% | +$43.1K |
|
|
ESV
605
DELISTED
Ensco Rowan plc
ESV
| $361K | 0.03% |
1,591
-2,290
| -59% | -$529K |
|
|
AHT
606
Ashford Hospitality Trust
AHT
$19M
| $359K | 0.03% |
46
-45
| -49% | -$354K |
|
607
American Express
AXP
$211B
| $357K | 0.03% |
3,931
-1,388
| -26% | -$114K |
|
608
PNC Financial Services
PNC
$92.4B
| $353K | 0.03% |
4,545
-223
| -5% | -$16.7K |
|
609
Danaher
DHR
$146B
| $352K | 0.03% |
6,774
-9,412
| -58% | -$463K |
|
610
iShares US Consumer Staples ETF
IYK
$1.38B
| $352K | 0.03% |
11,031
+600
| +6% | +$18.7K |
|
611
Dover
DOV
$25.4B
| $351K | 0.03% |
5,421
-66
| -1% | -$4.04K |
|
|
FTF
612
Franklin Limited Duration Income Trust
FTF
$228M
| $350K | 0.03% |
27,083
+5,768
| +27% | +$74.6K |
|
613
TJX Companies
TJX
$135B
| $350K | 0.03% |
11,012
+418
| +4% | +$12.7K |
|
614
Wolfspeed
WOLF
$1.25B
| $350K | 0.03% |
5,553
-1,426
| -20% | -$88K |
|
615
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$423M
| $349K | 0.03% |
+16,867
| New | +$352K |
|
616
Nuveen Credit Strategies Income Fund
JQC
$689M
| $348K | 0.03% |
35,661
-35,490
| -50% | -$333K |
|
|
STON
617
DELISTED
StoneMor Inc.
STON
| $348K | 0.03% |
13,562
+500
| +4% | +$12.6K |
|
618
WisdomTree International AI Enhanced Value Fund
AIVI
$61.9M
| $346K | 0.03% |
7,249
| – | – |
|
619
Icahn Enterprises
IEP
$4.95B
| $346K | 0.03% |
3,215
+150
| +5% | +$16.3K |
|
620
Cheniere Energy
LNG
$55.3B
| $345K | 0.03% |
7,950
-500
| -6% | -$19.9K |
|
621
Suncor Energy
SU
$80.6B
| $345K | 0.03% |
9,945
+19
| +0.2% | +$668 |
|
|
IAE
622
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.9M
| $343K | 0.03% |
26,855
-2,000
| -7% | -$26K |
|
|
SPLS
623
DELISTED
Staples Inc
SPLS
| $343K | 0.03% |
21,508
-726
| -3% | -$11.3K |
|
|
TEI
624
Templeton Emerging Markets Income Fund
TEI
$304M
| $342K | 0.03% |
25,175
-176,039
| -87% | -$2.51M |
|
|
JTP
625
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
| $341K | 0.03% |
43,917
-69,174
| -61% | -$526K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.