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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Estee Lauder
EL
$34.6B
| $534K | 0.02% |
3,351
+161
| +5% | +$31.1K |
|
577
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.16B
| $532K | 0.02% |
39,285
+6,232
| +19% | +$88.7K |
|
578
iShares MSCI Germany ETF
EWG
$1.68B
| $530K | 0.02% |
24,696
+7,875
| +47% | +$210K |
|
579
Guidewire Software
GWRE
$12B
| $526K | 0.02% |
6,631
+2,061
| +45% | +$215K |
|
580
iShares US Real Estate ETF
IYR
$4.24B
| $526K | 0.02% |
7,567
-27,997
| -79% | -$2.48M |
|
581
Gabelli Equity Trust
GAB
$1.89B
| $525K | 0.02% |
123,456
-3,156
| -2% | -$17.4K |
|
|
AGN
582
DELISTED
Allergan plc
AGN
| $522K | 0.02% |
2,948
-559
| -16% | -$105K |
|
583
MarketAxess Holdings
MKTX
$5.75B
| $521K | 0.02% |
1,567
+474
| +43% | +$165K |
|
584
Norfolk Southern
NSC
$71.2B
| $521K | 0.02% |
3,570
-1,776
| -33% | -$328K |
|
585
Johnson Controls International
JCI
$85.1B
| $518K | 0.02% |
19,204
-5,215
| -21% | -$194K |
|
586
Autodesk
ADSK
$46B
| $517K | 0.02% |
3,314
-532
| -14% | -$97.6K |
|
587
Vanguard FTSE Europe ETF
VGK
$30B
| $517K | 0.02% |
11,945
-10,648
| -47% | -$564K |
|
|
VMW
588
DELISTED
VMware, Inc
VMW
| $515K | 0.02% |
4,255
-212
| -5% | -$29.1K |
|
589
iShares Core MSCI Total International Stock ETF
IXUS
$59.2B
| $512K | 0.02% |
10,893
+1,454
| +15% | +$82.1K |
|
590
Becton Dickinson
BDX
$49.5B
| $510K | 0.02% |
2,273
-578
| -20% | -$143K |
|
591
ASML
ASML
$615B
| $504K | 0.02% |
1,926
-60
| -3% | -$17.1K |
|
592
Progressive
PGR
$126B
| $497K | 0.02% |
6,736
+1,250
| +23% | +$96.3K |
|
593
First Trust Global Wind Energy ETF
FAN
$236M
| $495K | 0.02% |
40,887
+1,511
| +4% | +$21.3K |
|
594
Alliant Energy
LNT
$17.1B
| $494K | 0.02% |
10,235
-908
| -8% | -$49.7K |
|
|
PCQ
595
Pimco California Municipal Income Fund
PCQ
$156M
| $494K | 0.02% |
31,589
+15,115
| +92% | +$270K |
|
|
ENV
596
DELISTED
ENVESTNET, INC.
ENV
| $491K | 0.02% |
9,132
+2,802
| +44% | +$201K |
|
597
Roku
ROKU
$23B
| $489K | 0.02% |
5,592
+1,522
| +37% | +$175K |
|
598
Skyworks Solutions
SWKS
$12.9B
| $488K | 0.02% |
5,462
-1,405
| -20% | -$150K |
|
599
Moody's
MCO
$80.6B
| $487K | 0.02% |
2,304
-59
| -2% | -$14.3K |
|
|
JPS
600
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $487K | 0.02% |
67,059
-6,090
| -8% | -$56.4K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.