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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Gabelli Equity Trust
GAB
$1.82B
| $752K | 0.03% |
126,612
-7,864
| -6% | -$46.7K |
|
577
Uber
UBER
$145B
| $751K | 0.03% |
25,833
+3,338
| +15% | +$99K |
|
578
Shopify
SHOP
$167B
| $750K | 0.03% |
18,910
+880
| +5% | +$29.8K |
|
579
Veeva Systems
VEEV
$42.9B
| $748K | 0.03% |
5,347
+2,980
| +126% | +$438K |
|
580
Baker Hughes
BKR
$55.9B
| $746K | 0.03% |
29,214
-4,031
| -12% | -$91.7K |
|
581
Invesco S&P 500 Value with Momentum ETF
SPVM
$135M
| $746K | 0.03% |
17,189
-24,396
| -59% | -$1.01M |
|
582
F5
FFIV
$24B
| $745K | 0.03% |
5,274
-149
| -3% | -$21K |
|
583
Targa Resources
TRGP
$61.1B
| $745K | 0.03% |
18,333
+269
| +1% | +$10.4K |
|
584
First Trust Consumer Staples AlphaDEX Fund
FXG
$219M
| $744K | 0.03% |
14,898
-1,109
| -7% | -$53.6K |
|
585
Dell
DELL
$358B
| $741K | 0.03% |
+28,374
| New | +$738K |
|
586
CBRE Group
CBRE
$40.1B
| $740K | 0.03% |
12,136
-3,281
| -21% | -$182K |
|
587
Paychex
PAYX
$41.6B
| $739K | 0.03% |
8,667
-1,276
| -13% | -$108K |
|
588
Cheniere Energy
CQP
$31.8B
| $738K | 0.02% |
18,532
-5,240
| -22% | -$220K |
|
589
WisdomTree US MidCap Dividend Fund
DON
$3.9B
| $738K | 0.02% |
19,615
+1,516
| +8% | +$56.1K |
|
590
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.21B
| $735K | 0.02% |
14,300
+547
| +4% | +$28.5K |
|
|
JPS
591
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $735K | 0.02% |
73,149
-2,581
| -3% | -$25.9K |
|
592
First Trust Nasdaq Bank ETF
FTXO
$290M
| $728K | 0.02% |
25,756
-8,117
| -24% | -$218K |
|
593
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.3B
| $726K | 0.02% |
24,699
+565
| +2% | +$16.2K |
|
594
Campbell Soup
CPB
$6.38B
| $723K | 0.02% |
14,605
+642
| +5% | +$30.4K |
|
|
DFS
595
DELISTED
Discover Financial Services
DFS
| $720K | 0.02% |
8,583
+281
| +3% | +$23.2K |
|
596
Vanguard Extended Market ETF
VXF
$30.5B
| $718K | 0.02% |
5,691
-264
| -4% | -$31.9K |
|
|
K
597
DELISTED
Kellanova
K
| $716K | 0.02% |
11,108
-1,666
| -13% | -$101K |
|
598
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.17B
| $711K | 0.02% |
23,950
+6,828
| +40% | +$200K |
|
599
HCM Defender 100 Index ETF
QQH
$737M
| $711K | 0.02% |
+24,651
| New | +$670K |
|
600
Autodesk
ADSK
$46B
| $706K | 0.02% |
3,846
-95
| -2% | -$15.4K |
|
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CT
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.