We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
576
Vanguard S&P 500 ETF
VOO
$1.03T
$387K 0.03%
+2,305
New +$374K
MWE
577
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$387K 0.03%
5,839
-94
-2% -$6.52K
EQNR icon
578
Equinor
EQNR
$105B
$386K 0.03%
15,891
-15,486
-49% -$357K
JMF
579
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$386K 0.03%
19,501
+3,016
+18% +$56.7K
ARII
580
DELISTED
American Railcar Industries, Inc.
ARII
$385K 0.03%
8,348
+2,154
+35% +$92.3K
ATAXZ
581
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$385K 0.03%
60,777
-4,302
-7% -$27.3K
FXI icon
582
iShares China Large-Cap ETF
FXI
$4.04B
$381K 0.03%
9,855
-15,520
-61% -$593K
PCY icon
583
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.28B
$381K 0.03%
+14,187
New +$387K
GGME icon
584
Invesco Next Gen Media and Gaming ETF
GGME
$46.1M
$380K 0.03%
+14,327
New +$352K
PEG icon
585
Public Service Enterprise Group
PEG
$35.1B
$379K 0.03%
11,875
-1,210
-9% -$40K
VONG icon
586
Vanguard Russell 1000 Growth ETF
VONG
$45.1B
$379K 0.03%
17,196
-1,664
-9% -$35K
HGI
587
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$377K 0.03%
20,050
-8,163
-29% -$148K
WLT
588
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$376K 0.03%
22,500
+8,500
+61% +$133K
EZCH
589
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$376K 0.03%
15,285
-85
-0.6% -$2.1K
ETR icon
590
Entergy
ETR
$48.9B
$375K 0.03%
11,998
-60
-0.5% -$1.91K
TBF icon
591
ProShares Short 20+ Year Treasury ETF
TBF
$120M
$375K 0.03%
+11,372
New +$367K
VIS icon
592
Vanguard Industrials ETF
VIS
$7.71B
$374K 0.03%
+3,676
New +$348K
AA icon
593
Alcoa
AA
$12.2B
$372K 0.03%
14,526
-347
-2% -$7.69K
BLV icon
594
Vanguard Long-Term Bond ETF
BLV
$5.63B
$372K 0.03%
+4,535
New +$376K
IXC icon
595
iShares Global Energy ETF
IXC
$2.91B
$371K 0.03%
8,643
-4,459
-34% -$189K
FVD icon
596
First Trust Value Line Dividend Fund
FVD
$7.89B
$370K 0.03%
17,354
+2,655
+18% +$55.4K
IXN icon
597
iShares Global Tech ETF
IXN
$9.22B
$368K 0.03%
26,664
-9,630
-27% -$127K
RVBD
598
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$366K 0.03%
20,200
+94
+0.5% +$1.52K
REM icon
599
iShares Mortgage Real Estate ETF
REM
$489M
$364K 0.03%
7,934
+1,347
+20% +$63.7K
YUM icon
600
Yum! Brands
YUM
$37.6B
$364K 0.03%
6,604
-3,095
-32% -$159K
22 23
24
25 26

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.