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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
M&T Bank
MTB
$35.7B
| $452K | 0.03% |
4,038
+271
| +7% | +$31.4K |
|
577
iShare MSCI Eurozone ETF
EZU
$9.64B
| $450K | 0.03% |
11,934
+2,118
| +22% | +$75.5K |
|
|
DHC
578
Diversified Healthcare Trust
DHC
$2.15B
| $449K | 0.03% |
19,354
+3,723
| +24% | +$90.1K |
|
|
CEM
579
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $449K | 0.03% |
3,352
+1,111
| +50% | +$152K |
|
580
VanEck Energy Income ETF
EINC
$78.2M
| $446K | 0.03% |
+1,639
| New | +$452K |
|
|
EMD
581
DELISTED
Western Asset Emerging Markets
EMD
| $446K | 0.03% |
35,463
+7,572
| +27% | +$94.6K |
|
582
Weyerhaeuser
WY
$18B
| $445K | 0.03% |
15,233
+3,408
| +29% | +$96.5K |
|
|
EFT
583
Eaton Vance Floating-Rate Income Trust
EFT
$283M
| $444K | 0.03% |
28,147
+224
| +0.8% | +$3.65K |
|
584
Williams Companies
WMB
$87.5B
| $444K | 0.03% |
12,168
+99
| +0.8% | +$3.47K |
|
|
ATAXZ
585
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $444K | 0.03% |
65,079
+21,022
| +48% | +$143K |
|
586
Ares Capital
ARCC
$13.5B
| $443K | 0.03% |
25,482
+4,277
| +20% | +$74.9K |
|
587
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
| $443K | 0.03% |
17,215
-2,061
| -11% | -$50.9K |
|
588
American Tower
AMT
$80.8B
| $441K | 0.03% |
5,970
-105
| -2% | -$7.58K |
|
589
Halliburton
HAL
$26.9B
| $441K | 0.03% |
9,201
-10,561
| -53% | -$495K |
|
590
Lumen
LUMN
$6.57B
| $440K | 0.03% |
14,176
-543
| -4% | -$18.5K |
|
|
RDS.A
591
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $435K | 0.03% |
6,450
-2,614
| -29% | -$171K |
|
|
LBJ
592
DELISTED
Direxion Daily Latin America Bull 2X Shares
LBJ
| $433K | 0.03% |
231
-24
| -9% | -$41.1K |
|
593
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
| $430K | 0.03% |
5,845
-5,248
| -47% | -$393K |
|
|
HOLX
594
DELISTED
Hologic
HOLX
| $429K | 0.03% |
20,720
-2,455
| -11% | -$52.3K |
|
595
Public Service Enterprise Group
PEG
$38.2B
| $429K | 0.03% |
13,085
+208
| +2% | +$6.88K |
|
596
Sempra
SRE
$57.9B
| $429K | 0.03% |
9,964
-472
| -5% | -$20K |
|
|
MWE
597
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
| $429K | 0.03% |
5,933
-196
| -3% | -$13.4K |
|
598
iShares Micro-Cap ETF
IWC
$1.44B
| $428K | 0.02% |
6,199
+2,590
| +72% | +$171K |
|
599
Ryder
R
$9.83B
| $428K | 0.02% |
+7,142
| New | +$429K |
|
600
Sarepta Therapeutics
SRPT
$1.57B
| $428K | 0.02% |
9,054
-4,000
| -31% | -$154K |
|
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First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.