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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Trade Desk
TTD
$6.81B
| $809K | 0.03% |
31,280
+16,490
| +111% | +$371K |
|
|
SCHW
552
Charles Schwab
SCHW
$182B
| $808K | 0.03% |
16,963
-7,315
| -30% | -$322K |
|
553
Sempra
SRE
$53.4B
| $806K | 0.03% |
10,556
+1,454
| +16% | +$107K |
|
554
Ciena
CIEN
$48.3B
| $804K | 0.03% |
+18,884
| New | +$719K |
|
|
CTXS
555
DELISTED
Citrix Systems Inc
CTXS
| $804K | 0.03% |
7,248
+155
| +2% | +$16.7K |
|
556
iShares International Select Dividend ETF
IDV
$8.55B
| $802K | 0.03% |
23,843
+1,221
| +5% | +$39.2K |
|
557
Edwards Lifesciences
EW
$51.5B
| $801K | 0.03% |
10,380
+1,584
| +18% | +$124K |
|
558
iShares MSCI Canada ETF
EWC
$6.78B
| $800K | 0.03% |
26,714
-92,071
| -78% | -$2.69M |
|
559
Alerian MLP ETF
AMLP
$13.3B
| $792K | 0.03% |
18,571
-6,419
| -26% | -$269K |
|
560
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.4B
| $792K | 0.03% |
15,762
+3,592
| +30% | +$180K |
|
|
KNOW
561
DELISTED
Direxion All Cap Insider Sentiment Shares
KNOW
| $786K | 0.03% |
19,900
+966
| +5% | +$37.2K |
|
562
MidCap Financial Investment
MFIC
$745M
| $783K | 0.03% |
44,807
+7,404
| +20% | +$122K |
|
563
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$537M
| $782K | 0.03% |
31,525
+550
| +2% | +$12.4K |
|
564
State Street Blackstone Senior Loan ETF
SRLN
$5.59B
| $781K | 0.03% |
16,691
-5,969
| -26% | -$275K |
|
565
Rithm Capital
RITM
$5.29B
| $778K | 0.03% |
48,125
+5,417
| +13% | +$85K |
|
566
Essential Utilities
WTRG
$11.7B
| $777K | 0.03% |
16,535
+86
| +0.5% | +$3.87K |
|
567
SLB Ltd
SLB
$77.6B
| $776K | 0.03% |
19,255
-15,157
| -44% | -$541K |
|
568
Vanguard Morningstar Mega Cap ETF
MGC
$10.2B
| $769K | 0.03% |
6,903
+1,574
| +30% | +$168K |
|
569
Vanguard Communication Services ETF
VOX
$5.86B
| $769K | 0.03% |
8,163
+759
| +10% | +$68.6K |
|
570
iShares US Healthcare Providers ETF
IHF
$1.31B
| $768K | 0.03% |
19,195
+1,580
| +9% | +$58K |
|
571
iShares Russell Mid-Cap ETF
IWR
$55B
| $768K | 0.03% |
12,858
+1,203
| +10% | +$69.1K |
|
572
EPR Properties
EPR
$4.37B
| $763K | 0.03% |
10,870
+1,049
| +11% | +$77.4K |
|
573
Regeneron Pharmaceuticals
REGN
$79.7B
| $758K | 0.03% |
2,007
-1,082
| -35% | -$364K |
|
574
Becton Dickinson
BDX
$49.5B
| $757K | 0.03% |
2,851
-299
| -9% | -$74.5K |
|
575
AES
AES
$10.6B
| $754K | 0.03% |
37,622
-498
| -1% | -$8.91K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.